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Articles Posted in William H. Lowell

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Texas Fines Investment Advisor for Failure to Supervise, UXVY ETF Losses

The Texas State Securities Board is ordering William H. Lowell, the president of Lowell & Co., to pay a $40K fine after he allegedly failed to properly supervise one of his firm’s ex- financial representatives. The formerly registered broker and investment advisor, Jody Bryant Bowers, allegedly lost nearly all of…

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