Articles Posted in Alternative Investments

Did Your Cova Capital Broker Unsuitably Sell You Private Placements? Contact Our Alternative Investment Loss Recovery Lawyers Today

Shepherd Smith Edwards and Kantas (investorlawyers.com) is speaking to investors who sustained losses in private placement offerings that were sold to them by Cova Capital Partners. The broker-dealer was sanctioned by the Financial Industry Regulatory Authority (FINRA) and ordered to pay a $30K fine.

FINRA contends that between June 2018 and December 2021, Cova purportedly recommended three private placements to retail investors but neglected to perform the necessary due diligence to have reasonable grounds for thinking the offerings were suitable or in the best interests of at least some of the customers.

As LPL Financial Expands Alternative Investment Platform, Exposure To Greater Risk of Loss Also Increases. Our Alternative Investment Loss Recovery Attorneys Represent Investors in FINRA Arbitration 

Over the last several months, LPL Financial has been enhancing its ability to sell more alternative investments to customers. These are generally riskier and more illiquid offerings than traditional investments. Many alternative investments, including business development companies and non-traded real estate investment trusts, are unsuitable for retail investors. But, as Shepherd Smith Edwards and Kantas Senior Partner and Securities Attorney Sam Edwards said to InvestmentNews, “This is undoubtedly a way for LPL to join the party and start selling these investments to retail clients to increase LPL’s revenue as well as the risk to its customers.”

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Western Colorado Alternative Investment Loss Recovery Attorneys. Our Ridgway, CO Investor Attorneys Offer Seasoned Securities Representation and Personalized Attention 

For over 30 years, our Shepherd Smith Edwards and Kantas (investorlawyers.com) have been representing Western Colorado investors who have sustained serious losses in alternative investments.

We understand how complex these types of investment loss recovery claims can be, and we have the skills, experience, and resources to go up against even the largest Wall Street firms when it comes to pursuing damages for broker fraud or negligence. This is not the type of legal case you want to make without a trusted securities law firm by your side.

Denver Alternative Investment Fraud Lawyers – We Help Colorado Investors Recoup Their Losses Caused By Financial Advisor Negligence and Fraud

From our Denver securities law office, Shepherd Smith Edwards and Kantas (investorlawyers.com) represent clients throughout The Centennial State who have sustained serious alternative investment losses that involved broker fraud or negligence. For over 30 years, we have fought for retail investors, retirees, elderly investors, accredited investors, high-net-worth investors, and institutional investors in arbitration, mediation, and litigation. We have the skills, resources, and experience to maximize your chances for a full financial recovery in even the most complex investment loss recovery claims.

Why Explore The Cause of Your Alternative Investment Losses?

San Francisco Alternative Investment Fraud Attorneys – Representing Northern and Central California Investors Against Broker-Dealers and Investment Advisers

Throughout the San Francisco Bay Area and the surrounding regions, Shepherd Smith Edwards and Kantas (investorlawyers.com) represents clients who have sustained serious losses in alternative investments in which financial advisor misconduct or negligence was involved. Please contact us today to schedule your free, initial case assessment.

Alternative investment losses involving broker fraud or carelessness happen more often than you think, but  it can be hard to know when you have grounds for a claim unless you know what to look for. Our San Francisco alternative investment fraud recovery lawyers have been fighting for investors like you for decades. We have the skills, knowledge, and experience to determine the cause of your portfolio losses.

Did You Suffer Investment Losses While Working With LPL Financial/Osaic Broker Cynthia Giovacchino? Shepherd Smith Edwards and Kantas Alternative Investment Attorneys Are Investigating 

If you are an investor who sustained serious portfolio losses while working with Connecticut financial advisor Cynthia Ann Giovacchino, either while she was an LPL Financial registered representative or, more recently, in her role as an associated person with Osaic Institutions, please contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today.

Giovacchino, who has worked 25 years in the industry, has a dozen disclosures on her CRD. All of them are customer disputes that have either resulted in settlements or are still pending. Allegations against Giovacchino include unsuitable investment recommendations in alternative investments, such as non-traded real estate investment trusts (non-traded REITs) and structured notes, misrepresentation, and more.

Our Tampa Florida Alternative Investment Fraud Attorneys Represent Investors From All Walks Of Life Against Financial Advisors

At Shepherd Smith Edwards and Kantas (investorlawyers.com), our Tampa Florida Alternative Investment Fraud Attorneys work with investors who have sustained losses because of unsuitable, fraudulent, or poor-performing financial products that were inappropriately marketed and sold to them by a broker or investment adviser. If you suspect that you may be the victim of alternative investment fraud, contact us today to schedule a free, initial case assessment.

What Is An Alternative Investment And Why Might You, A Florida Investor, Want to Sue Your Broker?

Dallas Alternative Investment Loss Recovery Lawyers – We Help Texas Investors In Fighting For The Damages Owed To Them By Financial Advisors

Shepherd Smith Edwards and Kantas (investorlawyers.com) Dallas Alternative Investment Fraud Lawyers represent investors who are seeking to recoup the losses they sustained in alternative investments. If your broker or investment adviser marketed or sold you one of these non-traditional investments, contact our Dallas, TX securities law office today.

What Are Alternative Investments?

Elderly Investor Files L Bond Lawsuit Accusing Newbridge Securities of Making Unsuitable Investment Recommendation. Our Alternative Investment Fraud Lawyers Are Representing This Claimant

A senior investor is suing Newbridge Securities for up to $500K in damages for losses he sustained after the broker-dealer allegedly harmfully recommended high-risk junk bonds issued by GWG Holdings. That alternative asset firm is now accused of operating a more than $1.6B Ponzi scam.

Shepherd Smith Edwards and Kantas Alternative Investment Fraud Lawyers (investorlawyers.com) are representing this California claimant, whose case involves a financial advisor who appears to have been more concerned with earning high commissions rather than fulfilling her fiduciary duty to this investor and his wife.

Did You Suffer Investor Losses While Working With Financial Advisor Angelo Talebi?

This Beverly Hills Financial Planners Investment Adviser May Have Unsuitably Sold GWG L Bonds, Non-Traded REITs 

Shepherd Smith Edwards and Kantas (investorlawyers.com) are speaking with investors who sustained serious losses while working with California financial advisor Angelo Talebi. The ex-Independent Financial Group stockbroker, who is a registered investment adviser and the CEO of Beverly Hills Financial Planners, has 40 customer disputes listed on his CRD.

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