Bond Funds

L Bond Fraud Lawyers

Published on: April 2, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Illinois Investors File 7-Figure GWG Loss Lawsuit Against Moloney Securities and Broker John Shortal. Our L Bond Fraud Lawyers Are Representing These Claimants Who Are Alleging Unsuitability, Misrepresentations

A family of GWG Holdings investors are seeking up to $1M in damages plus interests and costs in their FINRA lawsuit against Moloney Securities and its Illinois broker John Patrick Shortall. Shepherd Smith Edwards and Kantas L Bond Fraud Lawyers (investorlawyers.com) are representing these claimants.

Their GWG fraud lawsuit alleges that Shortall was more concerned with commission earnings than the fiduciary duties owed to these investors. The claimants are also contending that Moloney Securities was beyond complacent in its supervision of this broker and the products it chose to solicit. In their L Bond loss recovery claim, the Illinois family is also alleging unsuitability, misrepresentations and omissions, and overconcentration involving these illiquid junk bonds.

Bond Loss Lawyers

Published on: April 2, 2025 | by Shepherd Smith Edwards & Kantas, LLP

For GK Investment Holdings 7% Bond Investors, Financial Recovery May Be An Option.

You May Be Able To Pursue An Investment Loss Recovery Claim

Our investment Bond Loss Lawyers are continuing to look into claims of portfolio losses involving GK7% bond investors. GK 7% bonds, issued by GK Investment Holdings, had promised a 7% interest.

Bond Loss Recovery Law Firm

Published on: March 3, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Are You A GK7% Bond Investor Who Worked With JCC Advisors Or Another Brokerage Firm? Contact Our Bond Loss Recovery Law Firm Today

Shepherd Smith Edwards and Kantas Bond Loss Recovery Law Firm (investorlawyers.com) is offering free, no-obligation initial case consultations to those of you whose brokers may have unsuitably recommended GK7% bonds and you have since sustained serious losses. Our securities law firm is investigating allegations that broker-dealers may have failed to conduct the necessary due diligence into issuer GK Investment Holdings.

What Are GK Investment Holdings 7% Bonds?

Bond Loss Attorneys

Published on: February 13, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Are You An Investor Who Sustained Losses in GK 7% Bonds? Contact Our Bond Loss Attorneys To Help Determine Whether You Have Grounds For A Claim

Brokerage firms and investment advisers are supposed to conduct the proper due diligence to ensure the suitability of any financial product recommendation or strategy that they make to a customer. Unfortunately, that is not always the case. Now there is growing concern that financial firms may not have properly vetted GK 7% Bonds from GK Investment Holdings (GKIH) before marketing and selling them to investors. Shepherd Smith Edwards and Kantas (investorlawyers.com) are looking into these allegations and offering free, no-obligation case consultations to investors who may have been harmed.

GK Investment Holdings issued these GK 7% bonds, which are supposed to pay a 7% interest. In 2022, GK 7% bond investors were warned that if 90% of them didn’t trade in their current bonds for newer bonds by September, there was a very good chance that the private real estate company would default on old bonds and have to seek bankruptcy protection. COVID-19’s effect on real estate was one of the main reasons cited.

GWG L Bond Fraud Attorneys

Published on: January 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

GWG Investors Sue Western International Securities for Up to $5M Lost In Alleged Affinity Scam

Beverly Hills Financial Planners’ Angelo Talebi Allegedly Worked With One of The Firm’s Brokers to Target Persian American Community Through Radio Ads

Two Maryland investors of Persian descent have filed a FINRA lawsuit seeking up to $5M for their losses from Western International Securities. The claimants, who are older seniors, contend that their financial advisor Daniel Keith Beech misrepresented GWG Holdings L Bonds as safe, low risk investments when they were in fact, high-risk, illiquid junk bonds. Shepherd Smith Edwards and Kantas (investorlawers.com) GWG L Bond Fraud Attorneys is representing this older couple.

L Bond Loss Recovery Lawyers

Published on: January 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Illinois Couple Alleges Unsuitable Recommendations in GWG L Bond Lawsuit Against Ausdal Financial

Our L Bond Loss Recovery Lawyers Are Representing These Investors in FINRA Arbitration

If you are an investor who sustained losses in GWG Holdings, there is still time to explore your legal options. Shepherd Smith Edwards and Kantas L Bond Loss Recovery Lawyers (investorlawyers.com) continue to represent many investors, including retirees, who sustained serious losses because their financial advisor unsuitably marketed and sold GWG L Bonds to them. You can find a list of some of the L Bond loss recovery claims we are handling here.

GWG Bond Recovery Lawyers

Published on: September 20, 2024 | by Shepherd Smith Edwards & Kantas, LLP

FINRA Arbitration Panel Awards GWG Investors Over $800K in Damages

Ruling Shows Why It Is So Important for Those Who Suffered L Bond Losses To Consider Filing Broker Fraud Claims

A Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded investors damages in their GWG L Bond loss recovery claim against a broker-dealer. There were several claimants who were part of this case. The panel awarded a number of them a collective over $726,000 in compensatory damages. Two of the investors were granted $75,000 each for emotional damages.

L Bond Loss Recovery Lawyers

Published on: September 20, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas L Bond Loss Recovery Lawyers Files Six-Figure GWG Investor Lawsuit Against Capital Investment Group

More Broker-Dealers Are Being Held Liable For Unsuitable Recommendations

Two North Carolina investors are seeking up to $500K in damages from brokerage firm Capital Investment Group after they sustained significant losses in GWG L Bonds. Alternative asset firm GWG Holdings is accused of running a more than $1.6B Ponzi scam. Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing these claimants and many others that were allegedly unsuitably marketed and sold these high-risk junk bonds by regional broker-dealers.

GWG L Bond Recovery Lawyers

Published on: August 12, 2024 | by Shepherd Smith Edwards & Kantas, LLP

New Jersey Investor Files Six-Figure GWG L Bond Loss Lawsuit Against Newbridge Securities

Broker-Dealer Is Accused of Supervisory Failures, Breach of Fiduciary Duty, And More

Once again, Shepherd Smith Edwards and Kantas GWG L Bond Recovery Lawyers (investorlawyers.com) is representing a client in their investment loss recovery claim over losses they sustained in GWG L Bonds. The respondent, Newbridge Securities, is being sued for up to six figures in damages.

GWG L Bond Loss Recovery Attorney

Published on: June 17, 2024 | by Shepherd Smith Edwards & Kantas, LLP

GWG Investors Awarded More Than $600K in FINRA Lawsuit Against Cornerstone Financial Planning

Investment Adviser John Wolf Is A Respondent In This Broker Fraud Claim

Two investors were awarded $613,825K in compensatory damages from their GWG L Bond loss recovery lawsuit against Cornerstone Financial Planning and its financial advisor John William Wolf. The claimants had alleged unsuitability, misrepresentation, negligence, gross negligence, and breach of fiduciary duty. Wolf, who is no longer a Cornerstone stockbroker, remains a registered investment adviser with this firm.