Current Investigations

Colorado Alternative Investment Fraud Attorneys

Published on: January 29, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Western Colorado Alternative Investment Loss Recovery Attorneys. Our Ridgway, CO Investor Attorneys Offer Seasoned Securities Representation and Personalized Attention

For over 30 years, our Shepherd Smith Edwards and Kantas (investorlawyers.com) have been representing Western Colorado investors who have sustained serious losses in alternative investments.

We understand how complex these types of investment loss recovery claims can be, and we have the skills, experience, and resources to go up against even the largest Wall Street firms when it comes to pursuing damages for broker fraud or negligence. This is not the type of legal case you want to make without a trusted securities law firm by your side.

Stockbroker Misconduct Attorneys

Published on: January 29, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Are You An Investor Who Is The Victim of Broker Negligence? Our Skilled Stockbroker Misconduct Attorneys Work With Investors In Pursuing Damages

Shepherd Smith Edwards and Kantas (investorlawyers.com) represent those who have suffered losses because their broker was negligent and did not uphold the professional standards they were required to fulfill. As a result, serious portfolio losses occurred. If you suspect you may be the victim of stockbroker negligence, contact us today so that we can help you determine whether you have grounds for a securities claim.

What Is Broker Negligence?

Stockbroker Misconduct Law Firm

Published on: January 29, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Stockbroker Misconduct Law Firm Are Investigating Ausdal Financial Broker David Michael Smith

Vero Beach, FL Financial Advisor Accused of Stockbroker Misconduct

If you suffered investment losses while working with Ausdal Financial broker David Michael Smith, our seasoned investor lawyers want to talk to you. Smith, who is based out of Florida and is also an Intervest International investment adviser, has five disclosures on record. All of them are customer disputes that were filed in the last two years.

Trusted Bond Recovery Lawyers

Published on: January 28, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Trusted Bond Recovery Lawyers Continue To Investigate Brokers Over GK Investment Holdings 7% Bond Losses

Our Trusted Bond Recovery Lawyers Are Here To Help Investors Explore Their Legal Options

For the past two years, Shepherd Smith Edwards and Kantas Trusted Bond Recovery Lawyers (investorlawyers.com) have been investigating the broker-dealers that may have unsuitably marketed GK 7% bonds from GK Investment Holdings (GKIH). These are bonds that are supposed to pay a 7% interest.

New Orleans Securities Law Office

Published on: January 27, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Louisiana Investor Files Six-Figure GWG Lawsuit Against Centaurus Financial

The Claimant Alleges Unsuitability, Misrepresentations and Omissions

Our New Orleans GWG L Bond fraud lawyers are representing a Metairie, LA investor in her investment loss recovery claim against Centaurus Financial. Our client, who is a divorced single mom, contends that her Centaurus broker Seyed Ahmad Hashemian unsuitably recommended the risky, illiquid GWG bonds even though she is an inexperienced investor who made it clear from the start that she wanted to avoid undue risks.

Alternative Investment Loss Recovery Law Firm

Published on: January 23, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Alternative Investment Loss Recovery Law Firm Investigates Hatteras Fund Losses

Unsuitable Investment Recommendations May Have Been Made By Allegedly Negligent Financial Advisors

If you are someone who lost money in a Hatteras Investment Partners Fund, you may be able to pursue damages from your broker-dealer if financial advisor misconduct or negligence was involved. Here are the Hatteras Funds that Shepherd Smith Edwards and Kantas Alternative Investment Loss Recovery Law Firm (investorlawyers.com) is investigating brokers over:

Failure To Supervise Law Firm

Published on: January 23, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Did You Suffer Investment Losses Because of a Failure To Supervise By Your Broker? Newbridge Securities Agrees To Pay $105K in FINRA Settlement

If you sustained significant portfolio losses while working with a broker-dealer, and you wonder whether you were the victim of failure to supervise by the firm, contact Shepherd Smith Edwards and Kantas Failure To Supervise Law Firm (investorlawyers.com). We can help you assess the cause of your losses and explore your legal options.

Failure to supervise is the term used to refer to when your broker-dealer does not fulfill its duty of care to properly monitor not just its financial advisors but also their activities in customers’ accounts. When this breach of fiduciary duty enables broker misconduct, fraud, or negligence to happen, and serious investment losses, the investor who was harmed may be able to sue for damages.

GWG L Bond Fraud Attorneys

Published on: January 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

GWG Investors Sue Western International Securities for Up to $5M Lost In Alleged Affinity Scam

Beverly Hills Financial Planners’ Angelo Talebi Allegedly Worked With One of The Firm’s Brokers to Target Persian American Community Through Radio Ads

Two Maryland investors of Persian descent have filed a FINRA lawsuit seeking up to $5M for their losses from Western International Securities. The claimants, who are older seniors, contend that their financial advisor Daniel Keith Beech misrepresented GWG Holdings L Bonds as safe, low risk investments when they were in fact, high-risk, illiquid junk bonds. Shepherd Smith Edwards and Kantas (investorlawers.com) GWG L Bond Fraud Attorneys is representing this older couple.

Denver Alternative Investment Fraud Lawyers

Published on: January 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Denver Alternative Investment Fraud Lawyers – We Help Colorado Investors Recoup Their Losses Caused By Financial Advisor Negligence and Fraud

From our Denver securities law office, Shepherd Smith Edwards and Kantas (investorlawyers.com) represent clients throughout The Centennial State who have sustained serious alternative investment losses that involved broker fraud or negligence. For over 30 years, we have fought for retail investors, retirees, elderly investors, accredited investors, high-net-worth investors, and institutional investors in arbitration, mediation, and litigation. We have the skills, resources, and experience to maximize your chances for a full financial recovery in even the most complex investment loss recovery claims.

Why Explore The Cause of Your Alternative Investment Losses?

Capital Loss Recovery Attorneys

Published on: January 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Capital Loss Recovery Attorneys Continue to Investigate Aegis Capital Over Investment Losses

Investor May Have Allegedly Lost At Least $5B From Stock Offerings Underwritten By Broker-Dealer

If you suffered losses in stocks of small companies underwritten and/or sold by broker-dealer Aegis Capital Corp., please contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today. We are continuing to look into allegations that the firm cost investors billions of dollars when underwriting and/or selling stocks from small companies that were either on the brink of bankruptcy or were about to be delisted. Our Aegis Capital loss recovery attorneys are also investigating other brokerage firms that may have sold what could now be “worthless” stocks to customers.