Current Investigations

San Francisco Investment Loss Recovery Law Firm

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

San Francisco Investment Loss Recovery Law Firm

Representing Investors in the SF Bay Area and Surrounding Areas Against Broker-Dealers

Throughout Northern California, Shepherd Smith Edwards and Kantas (investorlawyers.com) works with investors, including US citizens and foreign nationals in recouping the losses they sustained because of financial advisor fraud and misconduct. From our San Francisco securities law offices conveniently located in The Embarcadero, we work with clients who were the victims of unsuitable investment recommendations, misrepresentations and omissions, concentration, failure to diversify, supervisory deficiencies, due diligence failures, negligence, and much more involving:

L Bond Loss Attorneys

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Center Street Securities Goes Out of Business After Selling GWG L Bonds

Shuttering of Fourth Broker-Dealer Is Warning To GWG Investors To Act Now

Dear GWG L-Bond Investors,

Reg D Private Placement Lawyers

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

I’m An Investor Whose Ausdal Financial Partners Broker Sold Me ICap Securities. Can I Recoup My Losses?

Our Reg D Private Placement Lawyers Are Investigating Broker-Dealers For Misconduct and Negligence

If you are an investor who suffered losses in iCap securities after your Ausdal Financial Partners broker marketed and sold you this investment, please contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today. The broker-dealer is one of many US brokerage firms that helped iCap Enterprises raise $245M in investor funds.

Real Estate Investment Loss Attorneys

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Did You Invest In The MG Capital Real Estate Scam Through CrowdStreet?

Our Real Estate Investment Loss Attorneys Can Help You Assess Whether You Have Grounds for A Broker Fraud Lawsuit

Shepherd Smith Edwards and Kantas (investorlawyers.com) is investigating claims of losses in the $58M MG Capital real estate investment scam. The money was raised through the crowdfunding platform run by brokerage firm CrowdStreet Capital. Our real estate investment scam attorneys are exploring whether the broker-dealer should be held liable for these losses. Over 330 investors were believed to have been involved.

Oregon Financial Advisor Fraud Attorneys

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Oregon Financial Advisor Fraud Attorneys Firm

Fighting For Investors Throughout The State From Our Portland, OR Securities Law Office

If you are an Oregon investor who has suffered portfolio losses due to the wrongful or negligent actions of a stockbroker or investment adviser, it is important that you retain the services of a seasoned financial advisor law firm to protect your legal rights and fight for the damages you are owed. From our Portland, OR law offices, Shepherd Smith Edwards and Kantas (investorlawyers.com) have been representing clients against broker-dealers and investment advisers because of investment losses caused by:

Broker Negligence Attorney

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Did You Suffer Portfolio Losses While Working With Ex-SagePoint Financial Broker Thomas Corsaro?

Former NY Financial Advisor Sentenced in $1.7M Investment Fraud

Shepherd Smith Edwards and Kantas (investorlawyers.com) are investigating claims of losses by clients of ex-SagePoint Financial stockbroker Thomas John Corsaro. The former New York financial advisor pleaded guilty to defrauding investors of $1.7 million and was sentenced to two years in prison. He also was ordered to fully pay back those he harmed.

Securities Lawyers

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

What Should Investors Know When Filing a Broker Negligence Lawsuit?

Allow Our Trusted Securities Lawyers To Offer You A Free Case Assessment

Many victims of broker fraud often falsely believe that they only have grounds for suing their financial advisor if intentional misconduct, such as misappropriation, occurred. The truth is that you can also go after your stockbroker if negligent behavior contributed to you suffering investment losses.

Annuity Loss Attorney

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas Annuity Loss Attorney Team are representing CB Life Annuity Investors in Massachusetts Against Citizens Securities

Broker-Dealer Allegedly Solicited Investors in The Bay State To Invest Beyond Insurance Cap

If you are a Massachusetts investor who suffered losses after you were marketed and sold Colorado Bankers Life Insurance annuities by a Citizens Securities broker, please contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today. It has come to our attention that registered representatives from that broker-dealer may not only have allegedly unsuitably recommended CB Life annuities to many investors in this state, including plenty of seniors and retirees, but also, it appears that these brokers purportedly encouraged them to invest money beyond the $250,000 insurance cap allowed. This has left many investors with serious investment losses and limited options for financial recovery now that Colorado Bankers Life Insurance has gone into rehabilitation and its owner Greg Lindberg is accused of more criminal fraud charges.

Investment Loss Recovery Attorneys

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Are You A GPB Capital Fund Investor Still Struggling With Investment Losses?

There Is Still Time To Pursue Damages For Broker-Dealer Negligence

A judge has appointed a receiver to liquidate GPB Capital Holdings. The person who has been assigned that role is Joseph Gardemal of Alvarez & Marsal, who has been serving as the court-appointed monitor of GPB Capital Holdings since 2021. In a letter to GPB Fund investors, Gardemal said that he will submit a plan to the U.S. District Court for the Eastern District of New York by January 22, 2024, and he intends to start distributing assets as soon as he can after the plan is approved.

Private Placement Fraud Lawyers

Published on: December 20, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Brokerage Firm StillPoint Capital Under Scrutiny For Selling ICap Investments

Our Reg D Private Placement Fraud Lawyers Are Investigating Investor Losses

If you were sold an iCap private placement by a StillPoint Capital financial advisor, please contact the Private Placement Fraud Lawyers at Shepherd Smith Edwards and Kantas (investorlawyers.com) today. The broker-dealer is reportedly one of the many firms who availed of the high sales commissions of up to 10% even if that meant allegedly unsuitably recommending these Reg D investments to retail customers, including those with moderate or low-risk tolerance levels.