Financial Firms

Private Placement Lawyers

Published on: February 7, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Pariter Securities May Have Sold ICap Investments To Investors Now Suffering Huge Losses. Our Reg D Private Placement Lawyers Represent iCap Investors

At Shepherd Smith Edwards and Kantas (investorlawyers.com), it has come to our attention that Pariter Securities may have unsuitably sold iCap investments to customers. Now, in the wake of real estate investor and manager iCap Enterprises’ Chapter 11 bankruptcy protection, these investors and many others are reporting huge investment losses.

iCap raised $245M from investors through a number of independent brokerage firms that earned high commissions from the sales of:

Northstar Bermuda Loss Attorneys

Published on: February 1, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Chinese Investors File Northstar (Bermuda) Lawsuit For Over $5 Million Against Cetera.

Our Northstar Bermuda Loss Attorneys Represent Foreign Nationals in The US and Abroad Against Broker-Dealers

In our latest Northstar Financial Services (Bermuda) loss lawsuit against Cetera Investment Services, Shepherd Smith Edwards and Kantas (investorlawyers.com) are representing two Chinese citizens, one living in the US and one abroad, in their more than $5M annuity loss claim that was brought in Financial Industry Regulatory Authority (FINRA) arbitration.

L Bond Investment Loss Lawyer

Published on: June 29, 2023 | by Shepherd Smith Edwards & Kantas, LLP

For GWG L Bond Investors, Pursuing Damages From Broker-Dealers May Be Best Chance of Getting Their Money Back

Plan To Sell BENF Shares Could Result in 10 or 20 Cents on The Dollar for Bondholders

If you are one of 27,000 GWG L Bond investors hoping to recover your losses through a class action securities fraud lawsuit or the ongoing bankruptcy proceedings against GWG Holdings L Bonds, the time to explore other legal options with a seasoned L Bond Investment Loss Lawyer is now. GWG is accused of operating an alleged more than $1.6B Ponzi scam. Its chairman Brad Heppner, who is also The Beneficient Company Group founder, is accused of running this purported multi-year fraud.

Annuity Investor Loss Attorneys

Published on: June 6, 2023 | by Shepherd Smith Edwards & Kantas, LLP

For Northstar Financial Services (Bermuda) Investors The Time To Act Is Now

Our Seasoned Annuity Investor Loss Attorneys May Be Able To Help You Go After Your Broker

Nearly two and a half years after Northstar Financial Services (Bermuda) filed for bankruptcy protection, there has been no significant progress in liquidation proceedings. If you are someone who invested in an annuity or annuity-like product from this offshore entity and suffered significant losses, the time to act is now and contact our team of Annuity Investor Loss Attorneys.

Brokerage Firm Negligence Law Firm

Published on: April 26, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Our Brokerage Firm Negligence Law Firm is Investigating Barred LPL Broker John Matson

Elderly Investor Called FINRA Helpline for Seniors to Complain

If you suffered significant portfolio losses while working with former LPL Financial stockbroker John Nicholas Matson, Shepherd Smith Edwards and Kantas (investorlawyers.com) can help you determine whether you have grounds for a legal claim. Nicholas, who was barred from the industry in December 2022, and fired by the broker-dealer the month before, has been accused by a former elderly client of recommending a promissory note from which the latter later stopped receiving interest payments that were purportedly promised.

Life Insurance Fraud Lawyers

Published on: March 22, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Houston Investor Sues Oak Harvest Financial Group Over Annuity Losses

How Our Colorado Bankers Life Insurance Fraud Lawyers Can Help You

A Texas investor has filed a seven-figure securities fraud lawsuit against registered investment adviser Oak Harvest Financial Group and its principal Troy Robert Sharpe. The plaintiff contends that the RIA allegedly unsuitably recommended that he invest his savings in annuities from Western Bankers Life Insurance, which is a Bankers Financial Corp. subsidiary, Colorado Bankers Life Insurance, and Upstream Life Insurance Company.

Bond Loss Attorneys

Published on: March 16, 2023 | by Shepherd Smith Edwards & Kantas, LLP

As Creditors GWG Holdings of Running A $1.6B Ponzi Scam, Investors Continue To File Broker Fraud Lawsuits

Our Trusted Bond Loss Attorneys Are Helping Retirees, Older Investors, and Others Pursue Financial Recovery

Nearly one year after GWG Holdings, Inc. filed for Chapter 11 bankruptcy, the allegations that the company was running an alleged $1.6B Ponzi scam continue. The latest accusations come from creditors in the bankruptcy case. In a court document, they accuse GWG chairman and The Beneficient Company Group founder Brad Heppner of orchestrating a multi-year fraud to enrich his corporate entities and himself while purportedly causing financial harm to about 27,000 investors.

Annuity Investment Loss Lawyers

Published on: March 16, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Colorado Bankers Life Insurance Annuity Investors May Be Able To File Broker Fraud Lawsuits

Owner Greg Lindberg Faces More Criminal Charges

Our annuity investment loss lawyers are continuing to help investors pursue damages from the brokerage firms that allegedly unsuitably recommended and sold them annuities issued by Colorado Bankers Life Insurance Company. The insurer, which entered into liquidation in late 2022, is owned by billionaire Greg Lindberg.

GWG Investment Loss Attorneys

Published on: February 28, 2023 | by Shepherd Smith Edwards & Kantas, LLP

GWG L Bond Investors Still Have Time To Sue Their Brokers Over Their Losses

Our Knowledgeable GWG Investment Loss Attorneys Can Help You Explore Your Legal Options

Nearly one year after GWG Holdings, Inc. filed for Chapter 11 bankruptcy, L Bond investors who were sold $1.6B of these high-yield junk bonds are still waiting to recover their losses. If you are someone who purchased GWG L Bonds at the recommendation of your financial advisor, you should know that waiting for your money through these proceedings could be a very long and potentially disappointing process. What you can do, however, is explore your other legal options and see if you have grounds for suing your broker-dealer or investment adviser that sold you these alternative investments. Visit GWG Holdings for more information.

Investment Fraud Attorneys

Published on: February 28, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Are You a Latin America Retiree Who Suffered Northstar Financial Services (Bermuda) Investor Losses?

Our Northstar (Bermuda) Lawyers Represent International Investors Against US-Based Brokerage Firms

Whether you are a Latin American investor who is a US resident or one who lives abroad if your brokerage firm unsuitably recommended and sold you Northstar Financial Services (Bermuda) products, Shepherd Smith Edwards and Kantas (investorlawyers.com) may be able to help. For over two years, we have been going after the broker-dealers and their registered representatives that marketed and sold Northstar (Bermuda) annuities and annuity-like investments to foreign nationals.