FINRA Arbitration

FINRA Lawsuit Filing Options for Latin American Investors

Published on: October 25, 2022 | by Shepherd Smith Edwards & Kantas, LLP

Can Latin American Investors Pursue Northstar Financial Services (Bermuda) Investment Losses?

If you are an investor from Latin America, Central America, or South America who was recommended and sold Northstar Financial Services (Bermuda) products by a US-based brokerage firm, you should speak with our variable annuity investment fraud lawyers right away. Unfortunately, it appears that despite looking to the United States for a safe haven for their assets, many foreign nationals were unsuitably sold Northstar (Bermuda) fixed- and variable annuity products from this offshore entity by US-based financial advisors. If you fall into any of the above categories, you may need to contact a FINRA lawsuit attorney.

One can only assume that the high commissions and fees earned by broker-dealers for selling Northstar Financial Services (Bermuda) investments purportedly took greater precedence over looking out for these customers’ best interests. Many of the victims are retail investors and older investors, including retirees, who have now suffered losses in the six figures.

Should You File a FINRA Arbitration Claim Over Private Placement Sale Losses?

Published on: October 13, 2022 | by Shepherd Smith Edwards & Kantas, LLP

Broker-Dealer Negligence Alleged Related To Investor Losses Tied to GPB Auto and GPB Holdings II

Should You File a FINRA Arbitration Claim Against Sanctuary Securities Over Your GPB Private Placement Sale Losses?

If you are someone whose Sanctuary Securities broker recommended that you invest in GPB Capital Holdings private placement funds, you may be able to file a Financial Industry Regulatory Authority arbitration claim or FINRA arbitration claim for your losses. The broker-dealer is one of the dozens of US-based firms accused of unsuitably recommending and selling GPB Capital Holdings private placement shares, in particular those involving GPB Automotive Portfolio, LP, and GPB Holdings II, LP, to customers.

Why GWG L Bond Investors Should Contact An Experienced FINRA Arbitration Lawyer

Published on: October 6, 2022 | by Shepherd Smith Edwards & Kantas, LLP

The Importance of Filing Your Own FINRA Arbitration Case

If you are an investor who has suffered losses in GWG L Bonds, you are likely trying to determine what to do next. Just because GWG Holdings has filed for bankruptcy protection doesn’t mean you stand to recover anything from these proceedings. This is why it is so important that you speak with a seasoned FINRA arbitration law firm so that we can help you explore your legal options with you.

Already, our FINRA arbitration attorneys at Shepherd Smith Edwards and Kantas (investorlawyers.com) are representing many investors who suffered losses because their broker-dealers unsuitably recommended GWG L Bonds to them. These junk bonds were always too high-risk for retail customers and retirees. Yet these two types of investors are among the ones now needing to recover damages.