Articles Posted in Unauthorized Trading Attorneys

Are You An Investor Who Sustained Portfolio Losses While Working With Ex-Feltl & Co. Broker Justin Pagel? Our Unauthorized Trading Lawyers May Be Able To Help

If you sustained investment losses while ex-stockbroker Justin William Pagel, Shepherd Smith Edwards and Kantas Unauthorized Trading Lawyers (investorlawyers.com) would like to talk to you. Pagel, who was a Feltl & Co. broker from August 2011 to May 2024, was recently suspended by the Financial Industry Regulatory Authority (FINRA) for 10 months following allegations that he allegedly made unsuitable recommendations to certain customers and violated their best interests. This purportedly included investing part of their assets in speculative, high-risk stocks and engaging in short-term trading.

Pagel also is accused of exercising discretion when making 360 trades in 47 customer accounts without getting these clients’ written authorization or his broker-dealer’s authorization to regard these accounts as discretionary. He also purportedly mismarked 587 solicited trades as unsolicited in more than 50 customer accounts.

Unauthorized Trading Can Lead To Serious Investor Losses 

Ex-DA Davidson Broker Andrew David Schell Has Been Involved in 19 Customer Disputes

If you suffered investment losses while working with former Colorado financial advisor Andrew Schell, please contact Shepherd Smith Edwards and Kantas (investorlawyers.com). The formerly registered broker and investment adviser has 20 disclosures on his CRD. 19 of them are customer disputes that have resulted in settlements.