Financial Advisor Fraud Law Firm

Denver, CO Financial Advisor Fraud Law Firm

Fighting For Colorado Investors Against Brokerage Firms and Investment Advisers

If you have suffered investment losses and are wondering if someone should be held liable for what happened to you, please contact Shepherd Smith Edwards and Kantas Financial Advisor Fraud Law Firm (investorlawyers.com) today. Not only can we evaluate the cause of your portfolio losses and whether they warrant grounds for a financial advisor fraud lawsuit, but also, we offer quality securities law representation to Colorado investors from our law offices conveniently located in Denver and Ridgway, CO.

While not all investor losses are caused by an investment adviser or broker misconduct, too many portfolio losses do happen because of unsuitable investment recommendations, overconcentrating a client’s money in one particular financial product, misrepresentations and omissions of crucial information, churning that leads to excess commissions being charged, due diligence failures, the selling away of investment products that were never vetted or authorized by the firm, breach of contract, negligence, or a failure to supervise.

The term financial advisor fraud may encompass these actions even when no wrongful intent was involved, especially when there are significant investor losses.

There are also the more deliberate acts by financial advisors to defraud clients, such as: 

• Misappropriation or theft.
• Selling unregistered securities to perpetuate a scam.
• Running a Ponzi scheme.
• Targeting people who share the same ethnicity, religion, or another affiliation. This is also known as an affinity scheme.
• Elder financial abuse.
• Seeking to scam an investor by promising that their principal will be safe, guaranteeing returns, or claiming there are no risks involved.
• Finagling their way into obtaining power of attorney over an investor’s finances.
• Creating bogus financial statements to hide a scam.
• And more.

Our Denver, CO Financial Advisor Misconduct Lawyers Offer Seasoned Securities Law Representation 

Going after a financial advisor and/or their firm can be a challenging process, which is why this is not something you want to do on your own or by hiring inexperienced attorneys. At Shepherd Smith Edwards and Kantas, we have been zealously fighting for investors for over three decades. As a matter of fact, we are so committed to what we do that investment loss recovery is the only kind of law we practice.

When you hire us, you won’t get the attention of just one of our lawyers. You get our entire Colorado financial advisor negligence law firm working with you. This means that you and your claim will be able to avail of more than a century’s worth of combined experience in securities law and the securities industry with veteran attorneys who have already handled every kind of investor lawsuit in arbitration, mediation, and litigation. If your claim warrants suing a broker-dealer, then your case will go to FINRA arbitration. If it is an investment adviser who is responsible for your losses, then the case will be filed in court.

Whether we end up negotiating a settlement for you or arguing your case in either legal venue, we have the experience you need to maximize your chances for a full financial recovery. Not only that, but with our Denver, CO financial advisor fraud law firm, you can count on personalized attention. Read what former clients have to say about what it is like to work with us.

We help US investors and international investors in pursuing the damages they are owed by their financial advisors. Over the years, we have developed a reputation for being a formidable securities law firm. Known for our integrity, thoroughness, and the solid work that we do on behalf of our clients, we are well-respected by opposing counsel and our peers.

More than 90% of our clients have received full or partial financial recovery. This has equated to thousands of investors, including retail investors, retirees, seniors, small businesses, accredited investors, institutional investors, and high-net-worth investors, collectively receiving millions of dollars in damages.

How To Contact Our Colorado Financial Advisor Fraud Law Firm For Your Free, Initial Consultation: 

Call (800) 259-9010 or (720) 439-2827.

Our Financial Advisor Fraud Law Firm:

1700 Lincoln St #2710
Denver, CO 80203