Free Consultation | (800) 259-9010 International via WhatsApp: 713-227-2400 (text only)
Gulfport, MS Investor Lawyers
Mississippi Alternative Investment Fraud Law Firm. Our Gulfport, MS Investor Lawyers Are Here To Fight For You
Losing money due to investment fraud is never easy. It can be especially disturbing to find out that your portfolio losses could have been avoided were it not for broker misconduct or negligence. At Shepherd Smith Edwards and Kantas (investorlawyers.com), our Gulfport, Mississippi alternative investment loss attorneys represent retail investors, retirees, accredited investors, institutional investors, and high-net-worth investors who are seeking to recoup damages from financial advisors.
Some Reasons A Mississippi Alternative Investment Investor Might Want To Sue Their Broker Or Investment Adviser:
- Unsuitable investment recommendations.
- Misrepresentations about certain risks.
- Omissions regarding material information about the alternative investment.
- Concentration of a portfolio with too many risky investments.
- Excessive trading.
- Unauthorized trading.
- Misappropriation.
- Investment fraud.
- Failure to supervise.
- Negligence.
- Gross negligence.
- Due diligence failures.
- Breach of fiduciary duty.
- Best interest violations.
What Are Alternative Investments and Why Can They Cause Serious Losses?
These are any investments that fall outside of what is considered a conventional investment (cash, stocks, or bonds) and can include:
- Exchange-traded funds (ETFs)
- Leveraged ETFs
Real estate funds - Real estate investment trusts (REITs)
- Non-traded REITs
- Structured Notes
- Structured Products
- Private placements
- Oil and gas investments
- Annuities
- L Bonds
- Delaware statutory trusts (DSTs)
- Hedge funds
- Private equity investments
Many of our clients from Mississippi are alternative investors.
Alternative investments tend to be high-risk, illiquid, or complex. They are attractive to investors because they can be a chance to diversify one’s portfolio and the potential for higher returns than more low-risk investments. Yet, because of what can be their risky nature, alternative investments are generally unsuitable for most retail investors, unsophisticated investors, as well as conservative ones. These investors often lack the experience, risk tolerance level, or portfolio to weather serious losses. This is why financial advisors need to exercise caution when marketing and selling alternative investments to customers.
They need to conduct the proper due diligence to ensure the appropriate investing sophistication and risk tolerance levels and that any recommendation made is in alignment with the investor’s financial goals, as well as other key factors. Brokers also should make sure that they themselves thoroughly understand the alternative investment and its complexity. They need to properly convey all of this to the customer so that the latter fully understand what they are getting involved in.
When a failure to do any of this leads to serious investment losses, the broker-dealer or investment advisor could be held liable. This is where our Gulfport alternative investment lawyers come in.
For over 30 years, Shepherd Smith Edwards and Kantas has been representing Mississippi investors against brokerage firms and investment advisers all over the United States. We are here to fight for our clients and protect their right to financial recovery.
How Can You Determine Whether You Have Grounds For An Alternative Investment Loss Claim?
The first step is to contact us today to request your free, no obligation assessment with one of our skilled Gulfport, Mississippi broker fraud lawyers. It is important to know that not all investor losses involve financial advisor misconduct or any type of wrongdoing. That said, there have been many times over the years in which we have identified fraud or negligence that might otherwise have gone unnoticed. This is why it is so important that you consult with a seasoned securities law firm that has the skills, experience, and knowledge to recognize the signs and fight for you.
At Shepherd Smith Edwards and Kantas, we have been exclusively representing investors for decades. We are zealous in our commitment to maximizing our chances for a full recovery. Many of us at the firm are former financial advisors who left that industry because of the unscrupulous behavior we witnessed. It is why we are now investment loss recovery attorneys.
When you retain our Gulfport, Mississippi alternative investment fraud firm you are hiring not just one of our securities attorneys, you are retaining all of us. We have represented investors in over 1000 matters in arbitration, mediation, and litigation. More than 90% of our clients have received complete or partial financial recovery.
How To Contact Our Mississippi Alternative Investment Loss Recovery Law Firm:
Call our Gulfport MS Investor Lawyers at (228) 206-2493 or (800) 259-9010
Gulfport MS Investor Lawyers:
2118 18th St #100
Gulfport, MS 39501