Investor Lawyers Blog

Margin Abuse Lawyers

Published on: June 28, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Are You an Oppenheimer PEP Investor Who Suffered Serious Losses? Our Margin Abuse Lawyers Are Representing Claimants In Suing This Broker-Dealer For the last several months, Shepherd Smith Edwards and Kantas Margin Abuse Lawyers (investorlawyers.com) has been speaking to accredited investors who were marketed and sold the Oppenheimer Portfolio Enhancement Program (PEP) by their broker. This is a […]

Broker Fraud Lawyer

Published on: May 19, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Investor Seeks Up $1M In Damages Over UBS YES Losses. Our Broker Fraud Lawyer Are Representing This Claimant and Others Against UBS Financial Services The Shepherd Smith Edwards and Kantas Broker Fraud Lawyer Team (investorlawyers.com) is representing another investor in their UBS Yield Enhancement Strategy (YES) loss lawsuit against UBS Financial Services. The claimant, an inexperienced New Jersey […]

Oppenheimer PEP Margin Abuse Attorneys

Published on: February 18, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Did Your Oppenheimer Broker Recommend The Firm’s Portfolio Enhancement Program? Our Savvy Oppenheimer PEP Margin Abuse Attorneys Are Investigating Investor Losses If you suffered investment losses in the Oppenheimer Portfolio Enhancement Program (PEP), Shepherd Smith Edwards and Kantas (investorlawyers.com) want to talk to you. The proprietary program allegedly offered investors a chance to make an extra […]

Stock Broker Fraud Lawyer

Published on: September 28, 2023 | by Shepherd Smith Edwards & Kantas, LLP

I’m An Experienced, Wealthy Investor Who Suffered Serious Portfolio Losses. Can I Sue My Broker? Our Trusted Stock Broker Fraud Lawyer Team Represented Sophisticated Investors, Accredited Investors, High-Net-Worth Investors, and Ultra High-Net-Worth Investors Shepherd Smith Edwards and Kantas (investorlawyers.com) Stock Broker Fraud Lawyer team represents wealthy and experienced investors in pursuing damages caused by broker […]

Investment Loss Recovery Law Firm

Published on: August 30, 2023 | by Shepherd Smith Edwards & Kantas, LLP

UBS To Pay Over $1.4B For Selling Mortgage-Backed Securities Broker-Dealer Held Accountable For Allegedly Negligent Sales Practices The US Department of Justice announced that UBS AG consented to pay $1.435B in penalties to settle claims accusing the financial firm of making misrepresentations when it sold residential mortgage-backed securities (RMBS) in 2006 and 2007. This was the last case that […]

Structured Product Loss Attorneys

Published on: January 25, 2023 | by Shepherd Smith Edwards & Kantas, LLP

How Our Skilled UBS Structured Product Loss Attorneys Can Help Investors Brokerage Firm Negligence?: UBS Financial May Have Unsuitably Recommended Complex Risky Investments Over the years, Shepherd Smith Edwards and Kantas (investorlawyers.com) have represented clients against UBS Financial in pursuing damages caused by broker fraud and negligence. This has included the brokerage firm allegedly unsuitably recommending […]

SSEK Investigates Harvest Volatility Management Strategies

Published on: May 27, 2019 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd, Smith, Edwards & Kantas Investigating Firms Selling Harvest Volatility Management Strategies’ Collateral Yield Enhancement Strategy The law firm of Shepherd, Smith, Edwards & Kantas (“SSEK Law Firm”) is investigating several firms that have been selling Harvest Volatility Management Strategies as a safe way for customers to earn extra income from their investment portfolio. […]

CYES Investor Loss Lawyers

Published on: October 3, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Merrill Lynch and Harvest Volatility Management To Pay $9.3M Over CYES Strategy SEC Alleges That Investors Ended Up Losing Money and Paid Higher Fees According to the US Securities and Exchange Commission (SEC), Merrill Lynch and Harvest Volatility Management have consented to pay a combined $9.3M penalties and disgorgement to settle charges accusing both firms […]

Broker-Dealer Negligence Lawyers

Published on: April 5, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Are You An Investor Who Suffered Losses In AllianceBernstein’s Options Advantage Strategy? Our Broker-Dealer Negligence Lawyers Are Investigating Sanford Bernstein Financial Advisors If you are someone whose financial advisor recommended that you invest in AllianceBernstein’s Options Advantage Strategy and suffered significant investor losses, contact the Broker-Dealer Negligence Lawyers at Shepherd Smith Edwards and Kantas (investorlawyers.com) […]

Lawdragon Acknowledges SSEK Law Firm Partners and Securities Fraud Lawyers Kirk Smith and Sam Edwards In Their 2022 Leading Plaintiff Financial Lawyers List

Published on: August 3, 2022 | by Shepherd Smith Edwards & Kantas, LLP

Award Names The Top Investor Attorneys in The US Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) is pleased to announce that Senior Partners and Investor Attorneys Kirk G. Smith and Samuel B. Edwards have been named in the 2022 Lawdragon 500 Leading Plaintiff Financial Lawyers List. The award is for their work […]