Investor Lawyers Blog

Elder Financial Exploitation

Published on: June 29, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Our Skilled Elder Financial Abuse Attorneys Represents Retirees and Seniors

Elder Financial Exploitation Leads To $28.3B in Losses Yearly, Reports AARP

If you are wondering whether you or someone you love may have suffered investment losses due to elder financial abuse by a broker, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today. Throughout the US, we help seniors and retirees in going after the brokerage firms whose negligence or misconduct led to them losing money.

Northstar (Bermuda) Loss Attorneys

Published on: June 29, 2023 | by Shepherd Smith Edwards & Kantas, LLP

International Investors May Be Able To Pursue Northstar (Bermuda) Losses From Broker-Dealers

Japanese Retirees File Seven-Figure Broker Fraud Lawsuit Against Bankoh Investment Services

If you are a non-US citizen whose broker-dealer sold you annuity and annuity-like investments in Northstar Financial Services (Bermuda), there is still time to explore your legal options. For the last few years, Shepherd Smith Edwards and Kantas team of Northstar (Bermuda) Loss Attorneys have been zealously investigating the brokerage firms that marketed and sold this offshore investment to customers, many of whom have suffered significant investment losses. These investors are foreign nationals who worked with a US-based broker-dealer to invest their money. A lot of them are seniors whose retirement funds and life savings have taken a huge hit.

Western Colorado Broker Fraud Attorneys

Published on: June 29, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Western Colorado Broker Fraud Attorneys

Our Ridgway Broker-Dealer Negligence Law Firm Is Here To Fight For Investors

At Shepherd Smith Edwards and Kantas (investorlawyers.com), we know how catastrophic it can be to suffer serious investment losses for any reason and especially if one of those causes is the wrongful or negligent actions of your stockbroker. It is why we have spent over 30 years exclusively representing investors against financial firms. With our Western Colorado broker fraud law offices conveniently located in Ridgway, we work with novice investors, retirees, senior investors, sophisticated investors, high-net-worth investors, and institutional investors throughout the state.

SEC Attorney

Published on: June 29, 2023 | by Shepherd Smith Edwards & Kantas, LLP

How Can A Skilled SEC Attorney Help You Pursue Damages From Your Broker-Dealer?

Shepherd Smith Edwards and Kantas Has Been Fighting For Investors For Over 30 Years

If you believe that you could be the victim of securities fraud, you may want to explore your legal options with a knowledgeable Securities and Exchange Commission (SEC) lawyer who can help you assess the cause of your losses and determine whether you have grounds for a lawsuit against your broker-dealer or investment adviser.

Broker Omissions Attorney

Published on: June 29, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Are You an Investor Who Suffered Losses in Callable Securities?

FINRA Fines TD Ameritrade $500K for Making Omissions To Millions of Customers

The Financial Industry Regulatory Authority (FINRA) announced that it has fined TD Ameritrade Clearing Inc. $500K for its failure to fully disclose information about callable securities (including preferred securities and exchange-traded notes) to millions of customers over a period of five years. The alleged omissions are believed to involve nearly 10 million transactions in which the broker-dealer didn’t fully disclose, as required, that the securities involved were callable.

Broker Misappropriation

Published on: June 29, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Are You The Victim of Broker Misappropriation?

Financial Advisor Theft Isn’t Just A Crime It May Be Grounds for Filing a Securities Fraud Lawsuit

For more than three decades, Shepherd Smith Edward and Kantas (investorlawyers.com) has represented investors against the bad brokers who have stolen their money and the broker-dealers who failed to stop or prevent this type of securities fraud from happening. Unfortunately, stockbroker misappropriation happens and is even committed by registered representatives from reputable financial firms.

REIT Fraud Law Firm

Published on: June 28, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Should Ashford Hospitality Trust Investors Be Worried?

If You Suffered REIT Losses, Our Broker Negligence Lawyers Can Help You Explore Your Legal Options

According to a Seeking Alpha article, Ashford Hospitality Trust, Inc. (NYSE: AHT) and its family of companies is among the “most dangerous” real estate investment trusts (REITs). Initially seeming to do well at the start even when market prices for hotel REITs plunged during the early aughts, this holder of luxury assets used cash to repurchase about half of its outstanding shares at low rates, helping to save itself while similar investment vehicles could not. However, it was after that, contends Portfolio Income Solutions leader Dane Bowler that the real estate investment trust started getting “greedy,” and Ashford Hospitality Trust’s decisions now purportedly appear to be made for the benefits management while costing shareholders. This has included management allegedly profiting by “multi-dipping” and receiving pay from multiple Ashford Inc. entities.

Oregon Broker Fraud Attorneys

Published on: June 19, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Oregon Broker Fraud Attorneys

Our Trusted Portland, OR Securities Law Firm Represents Investors In Arbitration & Litigation

If you are an Oregon investor and are wondering whether your portfolio losses were caused by the negligence or misconduct of your financial advisor, Shepherd Smith Edwards and Kantas (investorlawyers.com) can help you determine whether you have grounds for a legal claim. For over 30 years, we have worked with investors throughout The Beaver State in pursuing financial recovery related to stockbroker fraud. This has included suing financial firms all over the United States on behalf of our clients.

Ponzi Fraud Lawyers

Published on: June 19, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Are You Still Waiting To Recoup Your Losses In The Alleged GWG Ponzi Scam?

Our Skilled Ponzi Fraud Lawyers Are Continuing to Sue Brokerage Firms On Behalf Of Investors

Shepherd Smith Edwards and Kantas team of Ponzi Fraud Lawyers (investorlawyers.com) recently filed another three FINRA lawsuits over investor losses sustained related to GWG L Bonds. The claimants include:

Overconcentration Attorneys

Published on: June 19, 2023 | by Shepherd Smith Edwards & Kantas, LLP

Did You Suffer Portfolio Losses Because Of A Failure To Diversify?

Our Skilled Overconcentration Attorneys Help Investors Pursue Financial Recovery

Financial advisors should know the importance of properly allocating an investor’s funds among different kinds of financial products, asset classes, or market sectors. Seeing as all investments come with some risk, proper diversification increases protection from serious losses because should one investment plunge in value, the hope is that the returns generated by the other financial products in the portfolio can help offset the overall impact on an investor’s money. In other words, to use a popular phrase, “Don’t put all of your eggs in one basket.”