Regulation D Private Placement Loss Lawyers

Investor Sues HJ Sims Over Bond Losses with Help of SSEK Regulation D Private Placement Loss Lawyers

Broker-Dealer May Allegedly Inflated Prices & Made Unsuitable Recommendations Involving Proprietary Private Placement Offerings

In the wake of allegations that brokerage firm Herbert J. Sims (HJ) Sims may have negligently structured its Regulation D offerings and inflated these bonds’ prices on account statements, Shepherd Smith Edwards and Kantas (investorlawyers.com) Regulation D Private Placement Loss Lawyers are continuing to offer free, no-obligation case consultations to HJ Sims bond investors. The brokerage firm is under scrutiny over its sale of 93 private placement offerings over the last decades. These Reg D offerings are collectively valued at over $2B.

A number of these bonds are now delinquent, missed interest payments, and/or were not properly registered as required by US states. There have also been growing allegations that HJ Sims brokers unsuitably marketed and sold these Reg D private placements to retail investors, and older, conservative retirees when they should only be recommended to sophisticated, accredited investors.

Not only that but some HJ Sims executives may have been involved in the issuing of these bonds. If this is true then this likely means that these individuals made money twice—during the issuance and the sales of these offerings. That could be a huge conflict of interest.

Recently, an investor filed a FINRA lawsuit seeking up to $100K in damages from HJ Sims. The retiree is alleging unsuitable investment recommendations and other claims involving Tuscan Isle Holdings, Madison FDG, Tuscan Isle Championsgate, and Vantage PT FDG.

Why You Should Work With Skilled Regulation D Private Placement Loss Lawyers

HJ Sims Reg D offerings are illiquid, high-risk, and complex investments. It is important that the securities lawyers you hire are skilled and knowledgeable in understanding what these are and how broker fraud or negligence can contribute to investor losses.

For over 30 years, Shepherd Smith Edwards, and Kantas have fought for retail investors, retirees, accredited investors, high-net-worth individual investors, and institutional investors to recoup the damages owed to them because of broker fraud, misconduct, or negligence.

These days, legal claims against your broker-dealer are usually filed in FINRA arbitration. Different from the court system, you want to work with Reg D investment loss recovery attorneys who have experience in this legal forum and possess a strong record of obtaining successful outcomes for clients. Over the years, more than 90% of our clients have received full or partial financial recovery with our help.

How To Contact Our Regulation D Private Placement Loss Lawyers To Discuss Your HJ Sims Bond Losses

Call 1(800) 259-9010 or fill out our online contact form.