San Diego Investment Loss Recovery Lawyers

San Diego Investment Loss Recovery Lawyers 

Representing Investors Throughout Southern California In Pursuing Damages From Financial Advisors 

If you are a Southern California investor who has sustained investment losses while working with a registered broker-dealer or investment adviser, Shepherd Smith Edwards and Kantas (investorlawyers.com) can help you explore your legal options. While some portfolio losses happen through no one’s fault—markets and economies fluctuate as can an investment’s share price—if you suspect that those financial product losses could have been avoided were it not for the wrongful or careless actions of your broker or investment adviser, you may be able to sue for damages.

Our seasoned San Diego investment loss attorneys work with retail investors, retirees, elderly investors, high-net-worth investors, sophisticated investors, and institutional investors that have sustained portfolio losses in different kinds of financial products, such as:

• Stocks and bonds
• Mutual funds
• Retirement funds
• Alternative investments
• Structured products
• Non-traded real estate investment trusts (non-traded REITs)
• Real estate investment trusts (REITs)
• Annuities
• Variable annuities
• Private placements
• High-yield junk bonds
• Oil and gas investments
• Master limited partnerships

When financial product failure is involved, you need to work with a securities law firm that understands both why an investment failed and whether your brokerage firm should be held liable. Many investment losses could have been avoided, or may have been less, were it not for unsuitable recommendations, misrepresentations and omissions, concentration, selling away, churning, or some other type of financial advisor misconduct. This is why you want to work with knowledgeable San Diego broker fraud attorneys.

It is also important to know when you don’t have grounds for suing your broker, which is something that we can apprise you of as well.

Why It Is Essential To Hire Savvy San Diego, CA Financial Product Failure Attorneys 

These days, when suing your broker-dealer, you will usually have to do so in Financial Industry Regulatory Authority (FINRA) arbitration. That is because when you agreed to work with your US-based financial advisor you likely signed a pre-dispute arbitration clause in which you agreed to resolve any disagreements with them in this kind of forum. This is not a legal avenue you want to pursue without seasoned FINRA lawsuit lawyers by your side.

Shepherd Smith Edwards and Kantas have spent over 30 years exclusively representing investors in recovering the damages they are owed by their broker-dealers. Not only does our firm have a combined over a century’s worth of experience working in securities law and the securities industry, but also many of us used to be financial advisors. We left the brokerage industry because we witnessed firsthand the type of stockbroker misconduct that can ensue to cause investors to lose money. We now make it our mission to fight for these same investors while protecting their legal rights.

What You Can Expect When You Work With Our San Diego Investor Loss Law Firm

We have worked with investors in nearly every kind of investment loss recovery claim involving financial advisor misconduct. We have sued the biggest Wall Street firms on behalf of our clients. We have the manpower and resources necessary to take on the most complex securities fraud claim to its conclusion. More than 90% of the investors we have represented have received full or partial financial recovery with our help.

Shepherd Smith Edwards and Kantas are well-known and well-regarded by our peers. Opposing counsel for brokers recognize that we are a formidable legal force to contend with whether it’s across the negotiating table, before an arbitration panel, or in court.

We understand that no two cases or investors are alike. While we may be one of the largest San Diego securities law firms in Southern California, you don’t have to worry about getting lost in the shuffle. When you work with us, you can trust that you will receive quality securities law representation along with the personalized attention that your case requires. Read what past clients have to say about working with us.

How To Contact Our San Diego Investment Loss Recovery Lawyers: 

Because our San Diego investor loss law firm works on a contingency basis, you will only ever pay us legal fees if we win your lawsuit or successfully negotiate a settlement for you. Such payments will come from what we recover for you and never directly out of your own pocket.

Call (619) 550-4847 or (800) 259-9010 or contact us online.

San Diego Investment Loss Recovery Lawyers Office

1545 Hotel Cir S #150-1
San Diego, CA 92108