Seasoned Broker Fraud Lawyers

Are You An Investor Who Lost Money From Aegis Capital Corp. Underwritten Stocks?

Our Seasoned Broker Fraud Lawyers Are Investigating Loss Claims That May Be in The Billions

If you sustained losses in stock that were underwritten and/or sold by Aegis Capital Corp., Shepherd Smith Edward and Kantas Seasoned Broker Fraud Lawyers (investorlawyers.com) would like to offer you a free, no-obligation case assessment to determine whether you have grounds for a broker fraud claim. Aegis Capital is under scrutiny for allegedly underwriting securities that are now likely worthless and may have cost investors billions of dollars.

According to SLCG Economic Consulting, Aegis Capital Corp. acted as underwriter, market maker, and/or broker-dealer on risky stocks. As sole underwriter on stocks from small businesses with no history of success, the firm allegedly brought these shares to markets even though it had no reason to think that returns for investors were likely.

Aegis Capital also purportedly made money from bid-ask spreads for these stocks that did poorly. Then, allegedly as a brokerage firm, its registered representatives made unsuitable investment recommendations of these stocks to customers and took part in market manipulation in order to push up the stocks’ prices. Not only that, but also Aegis is accused of offering inflated analyst coverage for a lot of the stocks it underwrote.

SLCG calls this a “farm-to-table securities fraud supply chain” by Aegis that allegedly caused a lot of retail investors to sustain at least $3B in collective losses in recent years alone. The economic consulting company also attributes over $1.5B in investor losses to unnecessary markdown, markups and bid-ask spread trading.

SLCG analysis indicates that Aegis Capital profited a lot from its underwriting and selling of these risky stocks—186 offerings for 111 issuers—for nearly a decade and a half.

In a February 2024 article, SLCG Economic Consulting includes Aegis Capital in its list as one of the top five broker-dealers that investors should be warned against in part because of complaints brought against the firms and their alleged financial advisor misconduct.

Sources report the following securities were involved:

Aldeyra Therapeutics
Alkaline Water
Alset EHome
American CareSource
American DG Energy
Applied UV
Ascent Solar
AspenBio Pharma
Assure Holdings
ATOSSA GENETICS
Avenue Therapeutics
Avinger
BiondVax Pharmaceuticals
Blue Star Foods
Bruush Oral Care
BYND CANNASOFT
C3is
CEL SCI
Cellectar Biosciences
CEMTREX
China SXT Pharmaceuticals
ChromaDex
Clearmind Medicine
CN ENERGY
Cocrystal Pharma
CollabRx
Comstock Mining
Cyngn
DarioHealth
DATARAM
DIGITAL ALLY
Document Security Systems
Echo Therapeutics
ECMOHO
EZGO Technologies
Farmmi
Genetic Technologies
GigaCloud Technology
GLOBEIMMUNE
GlucoTrack
Greenland Technologies
Greenwich LifeSciences
Hanryu Holdings
iBio
INPIXON
Inspira Technologies OXY
Intellicheck Mobilisa
Interactive Strength
Invivo Therapeutics
IZEA
Jeffs’ Brands
Jupiter Wellness
Kaspien Holdings
MANHATTAN BRIDGE
Marathon Patent Group
Maris Tech
Medalist Diversified REIT
Medigus
MediWound
Meten EdtechX Ed
Micronet Enertec
Moko Social Media
Molecular Data
My Size
NephroGenex
Netsol Technologies
Neuralstem
Nisun Intl Ent Dev Group
Northwest Biotherapeutics
Nuvve Holding
NuZee
Nxt-ID
Ocean Power Tech
OLB GROUP
Opexa Therapeutics
ORAMED PHARMA
ParaZero Technologies
Precipio
PURE BIOSCIENCE
Rail Vision
RedHill Biopharma
Rennova Health
RIT Technologies
RITTER PHARMA
Rosetta Genomics
Sachem Capital
SciSparc
SEACHANGE
Semler Scientific
Sharps Technology
SIGMA LABS
SIGNAL GENETICS
SINGING MACHINE
SMTP
SOLIGENIX
Sunshine Biopharma
Super League Gaming
Superconductor Technologies
Tantech Holdings
Therapix Biosciences
Tonix Pharmaceuticals
Top Ships
Torchlight Energy
TuanChe
Verb Technology
Volcon
Vuzix Corp
Wearable Devices
xG TECHNOLOGY
XPLORE Technologies

Why Hire Skilled Broker Fraud Attorneys?

Shepherd Smith Edwards and Kantas represent investors in recouping the damages they sustained because of securities fraud, broker fraud, or negligence. We have been fighting for investors for over 30 years. Through our skilled dedication, we have collectively secured many millions of dollars in awards or settlements for thousands of our clients.

Working with us means having our entire securities law firm—not just one attorney—is committed to building a solid claim on your behalf in order to maximize your chances for a full financial recovery.

How To Contact Our Seasoned Broker Fraud Lawyers About Your Aegis Capital Corp. Stock Losses

Call (800) 259-9010 or fill out this form.