Stock Broker Fraud Lawyer

I’m An Experienced, Wealthy Investor Who Suffered Serious Portfolio Losses. Can I Sue My Broker?

Our Trusted Stock Broker Fraud Lawyer Team Represented Sophisticated Investors, Accredited Investors, High-Net-Worth Investors, and Ultra High-Net-Worth Investors

Shepherd Smith Edwards and Kantas (investorlawyers.com) Stock Broker Fraud Lawyer team represents wealthy and experienced investors in pursuing damages caused by broker negligence or fraud. If you are a sophisticated investor, your broker-dealer may try to argue that you fully understood the type of investment opportunity you were getting involved in and the risks you were taking. They may even argue that you welcomed the high risks that could also render great financial rewards while knowing full well that serious losses could result. Based on this argument they may try to escape blame and liability.

However, just because you are a sophisticated and wealthy investor doesn’t make you immune to becoming the victim of investment fraud or unsuitable investment recommendations by a financial advisor who placed you in too-risky investments that led to serious financial losses. Because many sophisticated investors tend to have access to the most complex, high-risk investments, such losses can be massive. As a matter of fact, wealthy investors have been known to lose many millions of dollars because of unsuitability, overconcentration, misrepresentations and omissions, churning, misappropriation, or excessive trading by financial advisors.

One need only look to the many billionaire celebrities and high-net-worth investors, not to mention institutional investors, who suffered massive losses in the Madoff Ponzi scam or the wealthy investors who lost millions of dollars in the UBS Yield Enhancement Strategy (UBS YES) that they were allegedly misled to believe was a conservative, safe investing opportunity.

How Can Our Seasoned Stock Broker Fraud Lawyer Team Help You Pursue Damage Caused By Broker Fraud?

High-net-worth individual investors have at least $1M in assets. Ultra-high-net-worth individual investors possess at least $30M in assets. With so much at stake, you want to work with experienced broker fraud lawyers who know how to handle most kinds of complex securities cases and fight for you in arbitration, mediation, and litigation.

With over 30 years exclusively representing investors against brokerage firms and investment advisers, the Stock Broker Fraud Lawyer team at Shepherd Smith Edwards and Kantas has the skills, resources, and savvy that your broker-dealer negligence lawsuit needs. We understand that the nature of your investment loss recovery claim will be very specific and unlike financial loss lawsuits involving other kinds of investors. We will customize our securities representation strategy to your securities case.

Our team of knowledgeable securities lawyers, consultants, and legal assistants have over a combined century’s worth of experience in helping investors pursue their financial recovery. This has resulted in thousands of clients collectively recovering many millions of dollars from brokerage firms and investment advisers.

We know how to go up against financial firms determined to place the blame for your losses on you. More than 90% of our clients have received full or partial financial recovery with our help.

How To Contact Us:

At Shepherd Smith Edwards and Kantas, we take experienced, wealthy investors’ losses as seriously as we do that of retail investors and conservative retirees who have lost their entire savings due to broker fraud. We know that sustaining significant portfolio losses can be devastating regardless of the size of your assets. Should we agree to work together, we will provide you with quality representation and personalized attention every step of the way.

Call (800) 259-9010 today or contact us online to request your free, no-obligation case consultation.