Free Consultation | (800) 259-9010 International via WhatsApp: 713-227-2400 (text only)
RBC Capital Markets Broker Brian Wurdemann Named in $1M Mutual Fund Case Alleging Misrepresentations
New York Investment Advisor Has Several Customer Disputes on His BrokerCheck Record
Brian Wurdemann, an RBC Capital Markets registered representative, is named in a still-pending customer dispute in which the customer is seeking $1M in damages. The claimant contends that Wurdemann misrepresented three mutual funds, first while he was a UBS broker up through when he went to work at RBC Capital Markets.
This is one of several customer disputes involving Wurdemann, including one from 2004 that appears to still be pending.