Articles Tagged with Broker Misrepresentations

What Should I Do If My Broker Made Misrepresentations About My Investment and I Lost Money? 

SEC Orders Titan To Pay $1M Over Ad That Used Hypothetical Returns

In its first enforcement action related to a new marketing rule involving hypothetical-performance ads, the US Securities and Exchange Commission (SEC) is ordering Titan Global Management to pay $1,042,454. The FinTech investment adviser is accused of violating the regulator’s marketing rule by advertising incredibly high-performance outcomes for its “Titan Crypto” investment strategy. The firm claimed there could be, purportedly, annualized returns of 2,700% but gave that projection without providing any material information or context.