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Shepherd Smith Edwards and Kantas Investigates Ex-Morgan Stanley Broker John Cahill
FINRA Bars Former Morgan Stanley Representative
The Financial Industry Regulatory Authority (FINRA) has barred former Morgan Stanley broker, John Joseph Cahill. The ex-registered representative, who was fired from Janney Montgomery Scott early last year, is accused of potentially converting and/or misappropriating an elderly client’s funds while he was at Morgan Stanley.