L Bond Loss Recovery Lawyers Tag Archives

L Bond Loss Recovery Lawyers

Published on: January 22, 2025 | by Shepherd Smith Edwards & Kantas, LLP

Illinois Couple Alleges Unsuitable Recommendations in GWG L Bond Lawsuit Against Ausdal Financial

Our L Bond Loss Recovery Lawyers Are Representing These Investors in FINRA Arbitration

If you are an investor who sustained losses in GWG Holdings, there is still time to explore your legal options. Shepherd Smith Edwards and Kantas L Bond Loss Recovery Lawyers (investorlawyers.com) continue to represent many investors, including retirees, who sustained serious losses because their financial advisor unsuitably marketed and sold GWG L Bonds to them. You can find a list of some of the L Bond loss recovery claims we are handling here.

L Bond Loss Recovery Lawyers

Published on: December 29, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Retiree Widow Files Six-Figure GWG L Bond Loss Recovery Lawsuit Against Ni Advisors. California Financial Advisor Sui-Hock Goy Is Accused of Negligence And other Misconduct

Shepherd Smith Edwards and Kantas L Bond Loss Recovery Lawyers (investorlawyers.com) are representing another claimant who is suing brokerage firm Ni Advisors over their GWG L Bond losses. This client, an inexperienced investor, is an octogenarian widow.

Also a respondent in the case is Ni Advisors broker and President Sui-Hock Goy. In her FINRA arbitration claim, our retiree client is alleging unsuitable investment recommendations, misrepresentations and omissions, failure to supervise, negligence, and more. She is requesting up to $500K in damages.

GWG Bond Loss Law Firm

Published on: October 3, 2024 | by Shepherd Smith Edwards & Kantas, LLP

SEC Files Lawsuit Against Ex-Moloney Securities Broker Robert Vance Over GWG L Bond Sales. Our GWG Bond Loss Law Firm Is Representing Investors Who Worked With This Former California Financial Advisor

If you sustained losses in GWG Holdings L Bonds that were allegedly unsuitably recommended to you by ex-stockbroker Robert Morgan Vance, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today. Already, we are representing two investors in their six-figure investment loss recovery claim against Moloney Securities, which is where Vance used to be a registered representative. They are accusing him of unsuitably recommending GWG L Bonds and misrepresenting the risks. We are also representing other L Bond investors against Moloney Securities.

Now, the US Securities and Exchange Commission (SEC) is suing Vance for alleged best-interest violations when selling $4.3M in GWG L Bonds. GWG Holdings, which filed for bankruptcy in 2022, is now accused of running a more than $1.6B Ponzi scam that has cost thousands of investors, including seniors and retirees, serious portfolio losses. Meanwhile, dozens of broker-dealers, including Moloney Securities, allegedly profited through the high sales commissions and fees they were paid.

L Bond Loss Recovery Lawyers

Published on: September 20, 2024 | by Shepherd Smith Edwards & Kantas, LLP

Shepherd Smith Edwards and Kantas L Bond Loss Recovery Lawyers Files Six-Figure GWG Investor Lawsuit Against Capital Investment Group

More Broker-Dealers Are Being Held Liable For Unsuitable Recommendations

Two North Carolina investors are seeking up to $500K in damages from brokerage firm Capital Investment Group after they sustained significant losses in GWG L Bonds. Alternative asset firm GWG Holdings is accused of running a more than $1.6B Ponzi scam. Shepherd Smith Edwards and Kantas (investorlawyers.com) is representing these claimants and many others that were allegedly unsuitably marketed and sold these high-risk junk bonds by regional broker-dealers.