Articles Tagged with Mutual Fund Switching Loss Attorneys

Did You Suffer Mutual Fund Losses While Working With Suspended Florida Broker John Wigmore Reilly III?

Ex-Securities Research Financial Advisor Accused of Best Interest Violations

Shepherd Smith Edwards and Kantas Mutual Fund Switching Loss Attorneys (investorlawyers.com) are offering free, no obligation case assessments to customers of former stockbroker John Reilly III. The Financial Industry Regulatory Authority (FINRA) suspended him for three months after finding that he purportedly violated customers’ best interests when he allegedly engaged in mutual fund switching that resulted in excessive sales fees for two older investors.