Articles Tagged with New York FINRA Lawyer

Our FINRA Lawyers Continue To Investigate Investor Losses Involving Ex-RBC Capital Markets Broker Brian Wurdemann

Working With A Trusted Broker Fraud Law Firm Can Maximize Your Chances For Financial Recovery

For the past two years, Shepherd Smith Edwards and Kantas (investorlawyers.com) has been looking into claims of losses involving investors who worked with former RBC Capital Markets financial advisor Brian Wurdemann. The ex-New York broker was permanently barred by the Financial Industry Regulatory Authority (FINRA) last year and then suspended by the self-regulatory organization earlier this year.