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Articles Tagged with NPB Financial

HIT REIT Investor Pursues Six-Figure FINRA Arbitration Claim Against NPB Financial

Published on: February 4, 2022 | by Shepherd Smith Edwards & Kantas, LLP

Hospitality Investors Trust REIT Losses: Inexperienced Investor Entrusted Broker-Dealer With Life Savings

Our non-traded real estate investment trust (non-traded REIT) lawyers are representing a California retiree in her FINRA arbitration claim against NPB Financial Group. The claimant, an older widow with health issues, suffered losses to her life savings in Hospitality Investors Trust (HIT REIT).

Her ex-NPB Financial broker, who had recommended this risky investment vehicle, has since been barred by FINRA. This bar was for the same reasons that the claimant decided to file her case. The investor is requesting up to six figures in damages from the brokerage firm.

Ex- NPB Financial Broker Cynthia Cowden Allegedly Recommended Investments That Were Too Risky For Senior Investors

Published on: December 21, 2020 | by Shepherd Smith Edwards & Kantas, LLP

FINRA Bars Californian Financial Advisor After Older Customers Suffer Huge Losses

Cynthia Diane Cowden, a former NPB Financial Group stockbroker, has been barred by the Financial Industry Regulatory Authority (FINRA). Cowden, who also was a registered investment advisor, is based out of Lake Isabella, California where she operated under the name Cynthia Cowden Investments.

At Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com), our California senior investment fraud attorneys are investigating claims involving former customers of Cynthia Cowden. Call us at (619) 550-4847.