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Investor Lawyers BlogSuspended Delta Securities Broker Sean Casterline Allegedly Sold Away to Customers
Florida Financial Advisor Sold Tuscan Gardens Growth and Income Fund Securities
Did you lose money while working with Delta Securities Company registered representative, Sean Donovan Casterline? If so, you may have grounds for pursuing damages. The longtime Florida financial advisor was suspended by FINRA in December 2021.
In FINRA’s action, the self-regulatory organization (SRO) accused Casterline of taking part in unauthorized private securities transactions through his alleged soliciting of about $1.5M in securities to 20 investors.