Articles Tagged with Stockbroker Negligence Law Firm

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Have You Ever Been A Customer of Former Merrill Lynch Broker Greg Whelan? If You Suffered Portfolio Losses During That Time, Contact Our Stockbroker Negligence Law Firm 

The Shepherd Smith Edwards and Kantas Stockbroker Negligence Law Firm (investorlawyers.com) is investigating claims of portfolio losses by current or former customers of Fort Lauderdale, Florida, broker Greg Whelan, who is now with Kovack Securities.

He was a Merrill Lynch, Pierce, Fenner & Smith financial advisor from 2013 to 2025 but voluntarily resigned from that firm following allegations of selling away, conflict of interest, and more. According to Greg Whelan’s CRD, he has worked for 16 years in the industry.

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When Broker Negligence Leads to Your Investment Losses. Contact Our Stockbroker Negligence Law Firm Today 

Shepherd Smith Edwards and Kantas Stockbroker Negligence Law Firm (investorlawyers.com) represents clients who suffered losses because of negligence by their broker. This is one of the most common legal grounds noted in investment loss recovery claims and happens way too often.

Financial advisors owe their customers a duty of care and broker-dealers can be held liable if this duty is not fulfilled and serious losses result. A basic negligence claim generally has to prove certain elements:

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