Articles Tagged with Texas Broker Fraud Lawyers

When An Investor is The Victim of Selling Away

 Our Texas Broker Fraud Lawyers Are Investigating Claims of Losses Involving Former Clients of Ex-Momentum Independent Network Broker Leslie Jackson

Selling away is generally not allowed unless a financial advisor is engaging in this practice with the knowledge and approval of their brokerage firm. With selling away, the broker sells you a certain investment or financial product that is not being processed through their broker-dealer. This can prove risky for investors because they’ve placed their money in an investment that may not have been properly vetted and/or is not being supervised by the firm.