Articles Tagged with Unsuitability Loss Lawyers

What Does It Mean To Sue A Broker For Unsuitability? 

Our Trusted Unsuitability Loss Lawyers Are Here To Help 

At Shepherd Smith Edwards and Kantas (investorlawyers.com), we represent investors who have been the victim of unsuitable investment recommendations by their broker or investment adviser.  Unfortunately, unsuitability is one of the most common causes of investor losses that end up meriting a lawsuit for damages against a financial advisor and/or their firm.

When Can You Hold Your Broker-Dealer Accountable for Investor Losses Caused by Unsuitability?

Longtime Merrill Lynch Financial Advisor William King Resigns Following Allegations of Broker Misconduct

Vero Beach, Florida broker William Worthen King has reportedly voluntarily resigned after 37 years as a Merrill Lynch registered representative. The move comes following multiple allegations by his clients that he engaged in unsuitable investment recommendations and unauthorized trading.