FINRA Members E

E & G INVESTMENTS, LP
230 WESTCOTT, SUITE 220, HOUSTON, TX 77007

E*TRADE CAPITAL MARKETS LLC
440 S. LASALLE STREET - SUITE 3030, CHICAGO, IL 60605-1028
Mailing Address: 14 WALL STREET, 20TH FLOOR, NEW YORK, NY 10005

E*TRADE CLEARING LLC
135 E. 57TH STREET, NEW YORK, NY 10022
Mailing Address: HARBORSIDE FINANCIAL CENTER, 501 PLAZA II - 4TH FLOOR, JERSEY CITY, NJ 07311

E*TRADE GLOBAL ASSET MANAGEMENT, INC.
BALLSTON TOWER, 15TH FLOOR, 671 NORTH GLEBE ROAD, ARLINGTON, VA 22203
Mailing Address: HARBORSIDE FINANCIAL CENTER, 501 PLAZA II - 4TH FLOOR, JERSEY CITY, NJ 07311

E*TRADE SECURITIES LLC
135 E. 57TH STREET, 31ST FLOOR, NEW YORK, NY 10022
Mailing Address: HARBORSIDE FINANCIAL CENTER, 501 PLAZA II - 4TH FLOOR, JERSEY CITY, NJ 07311

E-BROKERAGE, LLC
29 BROADWAY, SUITE 1125, NEW YORK, NY 10006

E-W INVESTMENTS, INC.
139 E. LAS TUNAS DRIVE, SAN GABRIEL, CA 91776

E. E. POWELL & COMPANY INC.
200 NORTHPOINTE CIRCLE, SUITE 304, SEVEN FIELDS, PA 16046

E. H. SMITH JACOBS & CO., INC.
30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004

E. MAGNUS OPPENHEIM & CO. INC.
551 FIFTH AVENUE, NEW YORK, NY 10176-0516

E. S. HOPE FINANCIAL
1322 SCOTT ST. STE.103, SAN DIEGO, CA 92106
Mailing Address: 1322 SCOTT ST #103, SAN DIEGO, CA 92106

E. WAGNER & ASSOCIATES, INC.
5990 STONERIDGE DR #103, PLEASANTON, CA 94588

E.J. DE LA ROSA & CO., INC.
10866 WILSHIRE BLVD., PENTHOUSE SUITE 1650, LOS ANGELES, CA 90024

E.L.K. CAPITAL ADVISORS, LLC
1033 SKOKIE BOULEVARD, SUITE 430, NORTHBROOK, IL 60062

E.S. FINANCIAL SERVICES, INC.
1395 BRICKELL AVE, SUITE 490, MIAMI, FL 33131
Mailing Address: 1395 BRICKELL AVE 4TH FLOOR, MIAMI, FL 33131

E1 ASSET MANAGEMENT, INC.
44 WALL STREET, 9TH FLOOR, NEW YORK, NY 10005

EAB PRIVATE CAPITAL, LLC
1951 NW 19TH STREET, SUITE 100, BOCA RATON, FL 33431

EAGLE EQUITIES, INC.
400 CRAIN HIGHWAY S.W., GLEN BURNIE, MD 21061-3645
Mailing Address: 400 CRAIN HWY S.W., GLEN BURNIE, MD 21061

EAGLE ONE INVESTMENTS, LLC
401 WESTVIEW COURT, WASHINGTON, IA 52353-0886
Mailing Address: P.O. BOX 886, WASHINGTON, IA 52353-0886

EAINVEST SECURITIES, INC.
2420 CAMINO RAMON, #208, SAN RAMON, CA 94583

EARLYBIRDCAPITAL, INC.
ONE HUNTINGTON QUADRANGLE, SUITE 4C18, MELVILLE, NY 11747

EAST PEAK ADVISORS, LLC
100 DRAKE'S LANDING ROAD, BUILDING B, SUITE 150, GREENBRAE, CA 94904

EAST SHORE PARTNERS, INC.
150 MOTOR PARKWAY, STE 202, HAUPPAUGE, NY 11788

EAST/WEST SECURITIES CO.
120 MONTGOMERY ST. #1760, SAN FRANCISCO, CA 94104-4395

EASTERN DENTAL BROKERAGE SERVICES, LLC
200 FRIBERG PARKWAY, SUITE 2002, WESTBOROUGH, MA 01581-3983

EASTON INVESTMENT SERVICES, LLC
320 E 90TH DRIVE, MERRILLVILLE, IN 46410-7188

EATON VANCE DISTRIBUTORS, INC.
255 STATE STREET, BOSTON, MA 02109-2608

EBH SECURITIES, INC.
8867 MAJOR RUN, INDIANAPOLIS, IN 46256-1384

EBX LLC
100 FRANKLIN STREET, BOSTON, MA 02110

ECA SECURITIES, LLC
15260 VENTURA BLVD., 20TH FLOOR, SHERMAN OAKS, CA 91403

ECKARD INVESTMENT SERVICES, INC.
28615 IH-10 WEST, P.O. BOX 2039, BOERNE, TX 78006

ECKHART & CO., INC.
40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

ECLYPSE SECURITIES LLC
1200 ASHWOOD PARKWAY, SUITE 128, ATLANTA, GA 30338

ECM SECURITIES CORP.
4740 PEACH STREET, ERIE, PA 16509-2008

ECOBAN SECURITIES CORPORATION
330 MADISON AVENUE 24TH FLOOR, NEW YORK, NY 10017-5023

ECONOMY SECURITIES, INCORPORATED
1301 MORTENSEN LANE, EVANSVILLE, IN 47715

EDELMAN & CO., LTD.
627 EAST BAY POINT ROAD, BAYSIDE, WI 53217
Mailing Address: 8832 NORTH PORT WASHINGTON ROAD, MILWAUKEE, WI 53217

EDEN FINANCIAL (USA) LIMITED
11 OLD JEWRY, LONDON, EC2R 8DU UK

EDGEMONT CAPITAL PARTNERS, L.P.
555 5TH AVE, NEW YORK, NY 10017

EDGETRADE INC.
5 HANOVER SQUARE, 10TH FLOOR, NEW YORK, NY 10004

EDGEWATER CAPITAL, LLC
6 HUTTON CENTRE #860, SOUTH COAST METRO, CA 92707

EDGEWOOD SERVICES, INC.
FEDERATED INVESTORS TOWER, 1001 LIBERTY AVENUE, PITTSBURGH, PA 15222-3779

EDI FINANCIAL, INC.
12221 MERIT DRIVE, SUITE 1020, DALLAS, TX 75251-2207

EDWARD JONES
12555 MANCHESTER ROAD, ST. LOUIS, MO 63131-3729

EDWIN C. BLITZ INVESTMENTS, INC.
191 WAUKEGAN ROAD #101, NORTHFIELD, IL 60093

EFG CAPITAL INTERNATIONAL
701 BRICKELL AVE, 9TH FLOOR, MIAMI, FL 33131-2867

EHRENBERG CHESLER SECURITIES, INC
7373 BROADWAY, SUITE 108, SAN ANTONIO, TX 78209
Mailing Address: 223 JUSTIN ROAD, MURPHY, TX 75094

EHY SECURITIES (USA), LLC
1114 AVENUE OF THE AMERICAS, SECOND FLOOR, NEW YORK, NY 10036
Mailing Address: 1114 AVENUE OF THE AMERICAS, 29TH FLOOR, NEW YORK, NY 10036

EIDE BAILLY SECURITIES, LLC
5601 GREEN VALLEY DRIVE, SUITE 720, MINNEAPOLIS, MN 55437

EIM SECURITIES (USA) INC.
750 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY 10022

EISNER RETIREMENT SOLUTIONS LLC
750 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY 10017

EK RILEY INVESTMENTS, LLC
1201 THIRD AVENUE, SUITE 5300, SEATTLE, WA 98101

EKN FINANCIAL SERVICES INC.
135 CROSSWAYS PARK DR., WOODBURY, NY 11797

ELECTRONIC ACCESS DIRECT, INC.
2055 WOOD ST., STE. 102, SARASOTA, FL 34237

ELECTRONIC BROKERAGE SYSTEMS, LLC
141 W. JACKSON BOULEVARD,, SUITE 3510, CHICAGO, IL 60604
Mailing Address: 141 W. JACKSON, SUITE 3510, CHICAGO, IL 60604

ELECTRONIC GLOBAL SECURITIES, INC.
545 FIFTH AVENUE, SUITE 900, NEW YORK, NY 10017

ELECTRONIC SPECIALIST, LLC
767 3RD AVENUE, 20TH FLOOR, NEW YORK, NY 10017

ELEVATION, LLC
1535 ELIZABETH AVENUE, SUITE 203, CHARLOTTE, NC 28204

ELIASON FINANCIAL GROUP, LLC
548 HIGHWAY 155, ST. GERMAIN, WI 54558
Mailing Address: P.O. BOX 777, ST. GERMAIN, WI 54558

ELISH & ELISH BROKERAGE AND RESEARCH CO.
165 E. PIKE ST., CANONSBURG, PA 15317-1765

ELITE SECURITIES, INC.
800 BERING DRIVE - SUITE #100, HOUSTON, TX 77057

ELLIOTT FINANCIAL SERVICES, INC.
721 S SHERMAN AVE, GONZALES, LA 70737
Mailing Address: 721 S. SHERMAN AVE., GONZALES, LA 70737

ELM CAPITAL SECURITIES, LLC
3414 PEACHTREE ROAD, SUITE 730, ATLANTA, GA 30326

ELTEKON SECURITIES, LLC
100 CONGRESS AVE. STE. 250, AUSTIN, TX 78701

EMCOR SECURITIES, INC.
230 PARK AVENUE, SUITE 616, NEW YORK, NY 10169

EMERALD INVESTMENTS, INC.
1270 AVENUE OF THE AMERICAS, SUITE 2703, NEW YORK, NY 10020

EMERALD VENTURES, LLC
84 NE LOOP 410, SUITE 126, SAN ANTONIO, TX 78216

EMERGENT FINANCIAL GROUP, INC.
SUITE 115 - 8000 - WEST 78TH STREET, EDINA, MN 55439-2535
Mailing Address: SUITE 115 - 8000 WEST 78TH STREET, EDINA, MN 55439-2535

EMERGING GROWTH EQUITIES, LTD.
1150 FIRST AVE, PARK VIEW TOWER, SUITE 600, KING OF PRUSSIA, PA 19406-2816

EMERSON EQUITY LLC
155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402
Mailing Address: 155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402

EMMET & CO, INC.
12 PEAPACK ROAD, FAR HILLS, NJ 07931
Mailing Address: P.O. BOX 160, FAR HILLS, NJ 07931

EMMETT A LARKIN COMPANY, INC.
100 BUSH STREET, SAN FRANCISCO, CA 94104-3997

EMPIRE FINANCIAL GROUP, INC.
2170 WEST STATE ROAD 434, SUITE 100, LONGWOOD, FL 32779

EMPIRE INVESTMENT INC.
136-40 39TH AVE., FLUSHING, NY 11354

EMPIRE SECURITIES CORPORATION
10 UNIVERSAL CITY PLAZA, 20TH FLOOR, UNIVERSAL CITY, CA 91608
Mailing Address: 10 UNIVERSAL CITY PLAZA, 20TH FLOOR, UNIVERSAL CITY, CA 91608

EMPIRICAL RESEARCH PARTNERS LLC
477 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022

EMPLOYEE BENEFITS INVESTMENT GROUP, INC.
3161 ST. JOHNS BLUFF RD. S. STE. 4, JACKSONVILLE, FL 32246
Mailing Address: P. O. BOX 19986, JACKSONVILLE, FL 32245

ENCLAVE CAPITAL, L.L.C.
153 EAST 53RD STREET, 29TH FLOOR, NEW YORK, NY 10022

ENDEAVOR CAPITAL
561 10TH AVENUE, SUITE 36 E, NEW YORK, NY 10036

ENERGY CAPITAL SOLUTIONS LLC
2651 NORTH HARWOOD, SUITE 410, DALLAS, TX 75201

ENERGY SECURITIES, INC.
14N679 ROUTE 25 SUITE C, EAST DUNDEE, IL 60118

ENERGY SPECTRUM ADVISORS INC.
5956 SHERRY LANE-SUITE 900, DALLAS, TX 75225

ENERGYNET.COM, INC.
7201 I-40 WEST SUITE 319, AMARILLO, TX 79106

ENGEL & PARTNERS INC.
300 ALBANY STREET, STE. 5J, NEW YORK, NY 10280-1406

ENGLAND SECURITIES, LLC
1775 PENNSYLVANIA AVE., NW, SUITE 1150, WASHINGTON, DC 20006

ENLACE MARKETS, INC.
115 BROADWAY SUITE 1300, NEW YORK, NY 10005
Mailing Address: 24 FALCON CREST COURT, HOPEWELL JUNCTION, NY 12533

ENSEMBLE FINANCIAL SERVICES, INC.
179 SULLY'S TRAIL, SUITE 200, PITTSFORD, NY 14534
Mailing Address: 179 SULLY'S TRAIL, SUITE 200, PITTSFORD, NY 14534-4599

ENTERPRISE EQUITIES, INC.
10227 WINCOPIN CIRCLE, SUITE 800, COLUMBIA, MD 21044

ENTERPRISE FUND DISTRIBUTORS, INC.
3343 PEACHTREE RD.N.E., SUITE 450, ATLANTA, GA 30326-1022
Mailing Address: 3343 PEACHTREE RD.N.E. STE.450, ATLANTA, GA 30326-1022

EPLANNING SECURITIES, INC.
3721 DOUGLAS BLVD., SUITE 200, ROSEVILLE, CA 95661
Mailing Address: 3721 DOUGLAS BLVD., #200, ROSEVILLE, CA 95661

EPOCH SECURITIES, INC.
1 NEW YORK PLAZA, NEW YORK, NY 10004
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

EQUABLE SECURITIES CORPORATION
330 NORTH 121ST STREET, MILWAUKEE, WI 53226-3895

EQUIBASE CAPITAL MARKETS, LLC
1200 NORTH ASHLAND AVENUE; SUITE 600, CHICAGO, IL 60622

EQUIBOND, INC.
1801 CENTURY PARK EAST, STE. 1470, LOS ANGELES, CA 90067

EQUIFINANCIAL LLC
1717 NORTH BAYSHORE DRIVE, SUITE 124, MIAMI, FL 33132

EQUILEND
17 STATE STREET, 9TH FLOOR, NEW YORK, NY 10004

EQUINOX SECURITIES, INC.
2084 E. FRANCIS STREET, ONTARIO, CA 91761

EQUISEARCH SECURITIES, INC.
11 MARTINE AVE., SUITE 665, WHITE PLAINS, NY 10606
Mailing Address: 11 MARTINE AVE., WHITE PLAINS, NY 10606

EQUISHARES CORPORATION
#7 N. BEMISTON, ST LOUIS, MO 63105

EQUITABLE ADVISORS, INC.
4400 HARDING ROAD, SUITE 310, NASHVILLE, TN 37205

EQUITAS AMERICA, LLC
38505 COUNTRY CLUB DR., SUITE 110, FARMINGTON HILLS, MI 48331-3429
Mailing Address: 38505 COUNTRY CLUB DRIVE, SUITE 110, FARMINGTON HILLS, MI 48331-3429

EQUITIES TRADING CORP.
880 THIRD AVENUE, 7TH FLOOR, NEW YORK, NY 10022
Mailing Address: 880 THIRD AVENUE, 7TH FLOOR, NEW YORK, NY 10022

EQUITRUST MARKETING SERVICES, LLC
5400 UNIVERSITY AVENUE, WEST DES MOINES, IA 50266

EQUITY CONCEPTS, INC.
7777 BONHOMME AVENUE, SUITE 2400, CLAYTON, MO 63105

EQUITY INVESTMENT SERVICES, INC
1640 PEPPERWOOD DRIVE, ST. LOUIS, MO 63146

EQUITY LEADERSHIP SECURITIES GROUP, INC.
4890 W. KENNEDY BLVD, SUITE 220, TAMPA, FL 33609

EQUITY SERVICES, INC.
ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604

EQUITY SOURCE PARTNERS, LLC
575 JERICHO TURNPIKE, SUITE 102, JERICHO, NY 11753

EQUITY STATION, INC.
3010 N MILITARY TRAIL, BOCA RATON, FL 33498

EQUITY TRADING ONLINE, LLC
350 5TH AVENUE, SUITE 630, NEW YORK, NY 10118

EQUIVEST SECURITIES, LLC
21050 NORTH PIMA ROAD, SUITE 100, SCOTTSDALE, AZ 85255

EQUUS FINANCIAL CONSULTING LLC
257 RIVERSIDE AVENUE, WESTPORT, CT 06880
Mailing Address: 257 RIVERSIDE AVE, WESTPORT, CT 06880

ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.
222 BAY STREET, ERNST & YOUNG TOWER, TORONTO, M5K 1J7 ONTARIO, CANADA

EROOM SECURITIES L.L.C.
440 S. LASALLE STREET, SUITE 2101, CHICAGO, IL 60605

ESICO CO.
15 WEST 72 ST #29F, NEW YORK, NY 10023
Mailing Address: 15 W. 72 ST - #29F, NEW YORK, NY 10023

ESL INVESTMENT SERVICES, LLC
100 KINGS HIGHWAY SOUTH, ROCHESTER, NY 14617-5598

ESN NORTH AMERICA, INC.
520 MADISON AVE, NEW YORK, NY 10022

ESPEED GOVERNMENT SECURITIES, INC.
110 EAST 59TH STREET, 3RDFLOOR, NEW YORK, NY 10022
Mailing Address: 110 EAST 59TH STREET, 3RD FLOOR, NEW YORK, NY 10022

ESPEED SECURITIES, INC.
110 EAST 59TH STREET, 4TH FLOOR, NEW YORK, NY 10022

ESSEX FINANCIAL SERVICES, INC.
176 WESTBROOK ROAD, ESSEX, CT 06426
Mailing Address: P.O. BOX 999, ESSEX, CT 06426-0999

ESSEX NATIONAL SECURITIES, INC.
215 GATEWAY ROAD WEST, NAPA, CA 94558

ESSEX RADEZ LLC
440 S. LASALLE #1111, CHICAGO, IL 60605-1028
Mailing Address: 440 S. LASALLE #1557, CHICAGO, IL 60605-1028

ESSEX SECURITIES LLC
168 CENTRE STREET, DANVERS, MA 01923

ESTRADA HINOJOSA & COMPANY, INC.
1717 MAIN STREET LB 47, DALLAS, TX 75201-7361

ETECH SECURITIES, INC.
55 S. LAKE AVE., SUITE 700, PASADENA, CA 91101

ETHOS SECURITIES CORP.
10 MOUNTAINVIEW ROAD, UPPER SADDLE RIVER, NJ 07458
Mailing Address: C/O GETTENBERG CONSULTING, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

EUREKA CAPITAL MARKETS, LLC
610 NEWPORT CENTER DRIVE, SUITE 430, NEWPORT BEACH, CA 92660

EURO AMERICAN CAPITAL CORPORATION
3030 LBJ FRWY, SUITE #1310, DALLAS, TX 75234
Mailing Address: 3030 LBJ FRWY, LOCKBOX 57, DALLAS, TX 75234

EURO PACIFIC CAPITAL, INC.
10 CORBIN DRIVE, SUITE B, DARIEN, CT 06820

EURO-AMERICAN EQUITIES, INC.
4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040
Mailing Address: 4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040

EUROPA SECURITIES, LLC
325 HAMMOND DRIVE, SUITE 112, ATLANTA, GA 30328

EUROPEAN CREDIT MANAGEMENT INC.
980 NORTH MICHIGAN AVENUE, SUITE 1150, CHICAGO, IL 60611

EVERCORE GROUP L.L.C.
55 EAST 52ND STREET, 43RD FLOOR, NEW YORK, NY 10055
Mailing Address: 55 EAST 52ND STREET, 43RD FLOOR, NEW YORK, NY 10055

EVERGREEN INVESTMENT SERVICES, INC.
200 BERKELEY STREET, BOSTON, MA 02116-5034

EVERGREEN REALTY SECURITIES, INC.
225 S. LAKE AVENUE, SUITE 640, PASADENA, CA 91101
Mailing Address: 225 S. LAKE AVENUE, SUITE 630, PASADENA, CA 91101

EVERTRADE DIRECT BROKERAGE, INC.
8328 EAGER RD, SUITE 300, ST. LOUIS, MO 63144

EVOLUTION CAPITAL ADVISORS, LLC
1100 DEXTER AVENUE, SUITE #100, SEATTLE, WA 98109

EVOLUTION FINANCIAL TECHNOLOGIES, LLC
67 WALL STREET 21ST FLOOR, NEW YORK, NY 10005

EVOLUTION MARKETS FINANCIAL SERVICES LLC
10 BANK STREET, WHITE PLAINS, NY 10606

EVOLUTION SECURITIES US INC.
100 WOOD STREET, LONDON, EC2V7AN UNITED KINGDOM
Mailing Address: 100 WOOD STREET, LONDON, EC2V 7AN UNITED KINGDOM

EVOLVE SECURITIES, INC.
11300 N. CENTRAL EXPRESSWAY, SUITE 601, DALLAS, TX 75243

EVP SECURITIES, LLC
301 SOUTH COLLEGE STREET, SUITE 3700, CHARLOTTE, NC 28202

EWING BEMISS & CO.
901 EAST BYRD STREET SUITE 1650, RICHMOND, VA 23219-4033

EWING CAPITAL, INC.
2722 UNICORN LN., N.W., WASHINGTON, DC 20015

EWT, LLC
9242 BEVERLY BLVD, SUITE 300, BEVERLY HILLS, CA 90210

EX24, INC.
200 PATRIOT WAY, NAPLES, FL 34104

EXANE, INC.
640 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10019

EXCALIBUR FINANCIAL GROUP, INC.
105 CORONADO CT., BUILDING 9-D, FORT COLLINS, CO 80525-4910
Mailing Address: 105 CORONADO CT., BUILDING 9-D, COLLINS, CO 80525-4910

EXCEL SECURITIES & ASSOCIATES, INC.
200 CANAL VIEW BLVD., STE. 204, ROCHESTER, NY 14623

EXECUTION, LLC
102 GREENWICH AVENUE, SUITE 3R, GREENWICH, CT 06830

EXETER, LTD.
2001 GROVE STREET, WANTAGH, NY 11793

EXPRSS SECURITIES, INC.
216 N. EL PASO, STE. B, RUSSELLVILLE, AR 72801
Mailing Address: PO BOX 640, RUSSELLVILLE, AR 72811

EZ STOCKS, INC.
165 BISHOPS WAY, SUITE 147, BROOKFIELD, WI 53005

EZE CASTLE TRANSACTION SERVICES, INC.
12 FARNSWORTH ST., 6TH FLOOR, BOSTON, MA 02210