FINRA Members S - Page 3

SMITH POINT CAPITAL LTD
3 MOSS CREEK COURT, DURHAM, NC 27712

SMITH WHILEY SECURITIES, INC.
242 TRUMBULL STREET-8TH FLOOR, HARTFORD, CT 06103-1212

SMITH, BROWN & GROOVER, INC.
4001 VINEVILLE AVENUE, MACON, GA 31210-5039

SMITH, MOORE & CO.
7777 BONHOMME AVE., SUITE 2400, CLAYTON, MO 63105

SMITHER & COMPANY CAPITAL MARKETS, LLC
4337 COX ROAD, GLEN ALLEN, VA 23060

SNC CAPITAL MANAGEMENT CORP.
2908 PARKSIDE DR STE 100, HIGHLAND PARK, IL 60035

SNL
3525 HOLCOMB BRIDGE ROAD, NORCROSS, GA 30092

SOJOURNER SECURITIES, LLC
100 N. TRYON STREET, SUITE 4700, CHARLOTTE, NC 28202

SOLARIS SECURITIES, INC.
477 SOUTH ROSEMARY AVE., SUITE 203, WEST PALM BEACH, FL 33401
Mailing Address: 24165 IH 10 WEST, SUITE 217-647, SAN ANTONIO, TX 78257

SOLEIL SECURITIES CORPORATION
360 MADISON AVENUE, 3RD FLOOR, NEW YORK, NY 10017

SOLOMON ADVISORS
6320 LBJ FREEWAY, STE 224, DALLAS, TX 75240
Mailing Address: 6320 LBJ FREEWAY, STE. 224, DALLAS, TX 75240

SOLOWEY & CO.
6801 S.W. 101 STREET, MIAMI, FL 33156
Mailing Address: P. O. BOX 566060, MIAMI, FL 33256-6060

SOMED FINANCIAL, LLC
35 LAKESHORE DRIVE, BIRMINGHAM, AL 35209
Mailing Address: P.O. BOX 190088, BIRMINGHAM, AL 35219

SONENSHINE & COMPANY LLC
400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022
Mailing Address: 400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

SOPHIA CAPITAL SECURITIES, L.P.
150 CALIFORNIA STREET, SUITE 610, SAN FRANCISCO, CA 94105
Mailing Address: 150 CALIFORNIA STREET, SAN FRANCISCO, CA 94105

SORRENTO ASSOCIATES, INC.
4370 LA JOLLA VILLAGE DRIVE, SUITE 1040, SAN DIEGO, CA 92122-1253

SORRENTO PACIFIC FINANCIAL, LLC
10455 SORRENTO VALLEY ROAD, SUITE 101, SAN DIEGO, CA 92121
Mailing Address: P.O. BOX 85227, SAN DIEGO, CA 92186

SORSBY FINANCIAL CORP.
676 N MICHIGAN AVE STE. 3140, CHICAGO, IL 60611-2848
Mailing Address: 676 N MICHIGAN AVE STE 3140, CHICAGO, IL 60611-2848

SOUND CAPITAL MANAGEMENT, LLC
155 LAFAYETTE ROAD, SUITE 1, N. HAMPTON, NH 03862

SOUND SECURITIES, LLC
1400 OLD COUNTRY ROAD, SUITE 209, WESTBURY, NY 11590

SOURCE CAPITAL GROUP, INC.
276 POST ROAD WEST, WESTPORT, CT 06880

SOUTH ATLANTIC ENTERPRISES, INC.
1318 DALE STREET STE. 110-C, RALEIGH, NC 27605

SOUTH GROUP INVESTMENT SERVICES, INC.
104 SOUTH MAIN STREET, GREENVILLE, SC 29601

SOUTH STREET SECURITIES LLC
32 OLD SLIP, 11TH FLOOR, NEW YORK, NY 10005

SOUTH TEXAS SECURITIES CO.
13027 TAYLORCREST, HOUSTON, TX 77079
Mailing Address: PO BOX 79626, HOUSTON, TX 77279

SOUTH VALLEY WEALTH MANAGEMENT
810 MAIN STREET, KLAMATH FALLS, OR 97601

SOUTHAMPTON INVESTMENT SERVICES INC.
1476 ROSEBUD ROAD, SOUTHAMPTON, PA 18966

SOUTHCOAST INVESTMENT GROUP, INC.
5599 SAN FELIPE, SUITE 110, HOUSTON, TX 77056

SOUTHEAST INVESTMENTS, N.C., INC.
820 TYVOLA ROAD-SUITE 104, CHARLOTTE, NC 28217

SOUTHEASTERN ADVISORY GROUP, INC.
TWELVE PIEDMONT CENTER STE 202, ATLANTA, GA 30305-1737

SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC.
1401 LIVINGSTON LANE, JACKSON, MS 39213
Mailing Address: PO BOX 691, JACKSON, MS 39205

SOUTHERN PACIFIC SECURITIES, INC.
25031 W. AVENUE STANFORD, SUITE 100, VALENCIA, CA 91355
Mailing Address: P.O. BOX 802739, SANTA CLARITA, CA 91380

SOUTHLAKE CAPITAL, L.L.C.
1750 SLEEPY HOLLOW TRAIL, SOUTHLAKE, TX 76092

SOUTHPOINTE DISTRIBUTION SERVICES INC.
FEDERATED INVESTORS TOWER, 1001 LIBERTY AVENUE, PITTSBURGH, PA 15222-3779

SOUTHPORT PARTNERS L.P.
187 WESTWAY ROAD, SOUTHPORT, CT 06890

SOUTHRIDGE INVESTMENT GROUP LLC
90 GROVE STREET - 2ND FLOOR, RIDGEFIELD, CT 06877

SOUTHWEST MERCHANT GROUP, INC.
3422 BINKLEY AVENUE, DALLAS, TX 75205

SOUTHWEST SECURITIES, INC.
1201 ELM ST, SUITE 3500, DALLAS, TX 75270-2180

SOUTHWEST TEXAS CAPITAL, L.L.C
5700 GRANITE PARKWAY, SUITE 900, PLANO, TX 75024

SOUTHWESTERN CAPITAL MARKETS, INC.
140 E. HOUSTON STREET, SUITE 201, SAN ANTONIO, TX 78205

SOVEREIGN SECURITIES CORPORATION, LLC
CENTRE SQUARE, 1500 MARKET STREET, CONCOURSE, PHILADELPHIA, PA 19102

SOVEREIGN-AMERICAN SECURITIES, INC.
1016 COLLIER CENTER WAY STE 100, NAPLES, FL 34110

SP SECURITIES LLC
1717 ST. JAMES PLACE, SUITE 400, HOUSTON, TX 77056

SPARRING PARTNERS CAPITAL LLC
420 LEXINGTON AVENUE, SUITE 2458, NEW YORK CITY, NY 10170

SPARTAN SECURITIES GROUP, LTD.
100 2ND AVE SOUTH, SUITE 300N, ST. PETERSBURG, FL 33701

SPARX SECURITIES, USA, LLC
360 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10017

SPECIALTY FINANCE GROUP, LLC
2505 SOUTH OCEAN BOULEVARD, SUITE 212, PALM BEACH, FL 33480

SPECTRUM ASSET MANAGEMENT, INC.
2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905
Mailing Address: 2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905

SPECTRUM CAPITAL, INC.
6910 PACIFIC STREET, SUITE 214, OMAHA, NE 68106

SPENCER CLARKE LLC
505 PARK AVE., 4TH FLOOR, NEW YORK, NY 10022
Mailing Address: 505 PARK AVE-4TH FL, NEW YORK, NY 10022

SPENCER EDWARDS, INC.
6041 S. SYRACUSE WAY, SUITE 305, ENGLEWOOD, CO 80111
Mailing Address: 6041 S SYRACUSE WAY, SUITE 305, ENGLEWOOD, CO 80111

SPENCER TRASK VENTURES, INC.
535 MADISON AVENUE, 18TH FLOOR, NEW YORK, NY 10022

SPENCER-WINSTON SECURITIES CORPORATION
45 WEST 47TH STREET SUITE 402, NEW YORK, NY 10036-2825
Mailing Address: 45 WEST 47TH STREET SUITE 402, NEW YORK, NY 10036-2825

SPIKE FINANCIAL SERVICES, LLC
20 N. WACKER DRIVE, SUITE 2600, CHICAGO, IL 60606-3004

SPOONHILL ASSET MANAGEMENT INC.
66 LONG WHARF, BOSTON, MA 02110

SPP CAPITAL PARTNERS LLC
330 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY 10017
Mailing Address: 551 MADISON AVENUE, 7TH FLOOR, NEW YORK, NY 10022

SPRING INVESTOR SERVICES, INC.
RED BIRD FARM, 89 NASON HILL ROAD, SHERBORN, MA 01770

SPRING STREET PARTNERS L.P.
515 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022

SPRINGBOARD SECURITIES, INC.
610 NEWPORT CENTER DRIVE, SUITE 600, NEWPORT BEACH, CA 92660

SPROTT SECURITIES (USA) LIMITED
SUITE 2800 ROYAL BANK PLAZA SOUTH TOWER, TORONTO, M5J 2J2 CANADA

SPRUCE STREET CAPITAL LLC
520 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10022

SPYGLASS TRADING, L.P.
8201 PRESTON RD, STE 440 LB 21, DALLAS, TX 75225

SRM SECURITIES, INCORPORATED
1925 CENTURY PARK EAST STE 880, LOS ANGELES, CA 90067

SSH SECURITIES, INC.
477 JERICHO TURNPIKE, P.O.BOX 9006, SYOSSET, NY 11791-9006

SSI EQUITY SERVICES, INC.
475 INTERNATIONAL DRIVE, WILLIAMSVILLE, NY 14221

SSMT SECURITIES CORPORATION
1570 MADRUGA AVENUE, SUITE 311, CORAL GABLES, FL 33146

ST. BERNARD FINANCIAL SERVICES, INC.
2621 WEST MAIN-SUITE 6, RUSSELLVILLE, AR 72801-2551

ST. CHARLES CAPITAL, LLC
1400 16TH STREET, SUITE 300, DENVER, CO 80202

STACEY BRAUN FINANCIAL SERVICES, INC.
377 BROADWAY, NEW YORK, NY 10013

STANCORP EQUITIES, INC.
1100 SW SIXTH AVENUE, PORTLAND, OR 97204-1093
Mailing Address: 1100 SW SIXTH AVE, P10C, PORTLAND, OR 97204-1093

STANDARD INVESTMENT CHARTERED INCORPORATED
2801 BRISTOL STREET SUITE #100, COSTA MESA, CA 92626
Mailing Address: 2801 BRISTOL STREET SUITE #100, COSTA MESA, CA 92626

STANDARD NEW YORK SECURITIES, INC.
320 PARK AVENUE, 19TH FLOOR, NEW YORK, NY 10022

STANDARD SECURITIES CORP.
5905 COZZENS ST., SAN DIEGO, CA 92122

STANFORD GROUP COMPANY
5051 WESTHEIMER, HOUSTON, TX 77056

STANFORD INVESTMENT GROUP, INC.
2570 W. EL CAMINO REAL- SUITE 250, MOUNTAIN VIEW, CA 94040
Mailing Address: 2570 W. EL CAMINO REAL- SUITE 520, MOUNTAIN VIEW, CA 94040

STANFORD SECURITIES INCORPORATED
793 MESA GRANDE DRIVE, PALM DESERT, CA 92211
Mailing Address: 535 SANDPIPER DRIVE, LINDENHURST, IL 60046

STANLEY LAMAN GROUP SECURITIES, LLC
1235 WESTLAKES DRIVE, SUITE 295, BERWYN, PA 19312

STANNARD FINANCIAL SERVICES, LLC
504 EAST MAIN, PIPESTONE, MN 56164

STANWICH ADVISORS LLC
1 DOCK STREET, STAMFORD, CT 06902

STARBOARD CAPITAL MARKETS, LLC
C/O FRANCIS CORRELL, KLEHR HARRISON, 260 S. BROAD STREET, PHILADELPHIA, PA 19102
Mailing Address: P. O. BOX 180, MOORESTOWN, NJ 08057

STARK, SALTER & SMITH
28632 ROADSIDE DRIVE, SUITE 215, AGOURA, CA 91301

STARLIGHT INVESTMENTS, LLC
1800 WEST LOOP SOUTH, SUITE #475, HOUSTON, TX 77027
Mailing Address: P.O. BOX 1290, HOUSTON, TX 77251

STARMONT CAPITAL LTD.
609 EAST POST ROAD S.E., CEDAR RAPIDS, IA 52403

STARSHAK WELNHOFER & CO.
55 W. MONROE ST., SUITE 2530, CHICAGO, IL 60603-5008

STATE DISCOUNT BROKERS, INC.
27600 CHAGRIN BLVD., BEACHWOOD, OH 44122-3203

STATE FARM VP MANAGEMENT CORP.
ONE STATE FARM PLAZA, BLOOMINGTON, IL 61710-0001

STATE STREET GLOBAL MARKETS, LLC
STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, BOSTON, MA 02111
Mailing Address: STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, 5TH FLOOR, BOSTON, MA 02111

STATETRUST INVESTMENTS INC.
800 BRICKELL AVENUE - SUITE 103, MIAMI, FL 33131

STEBEN & COMPANY, INC.
2099 GAITHER ROAD, STE. 200, ROCKVILLE, MD 20850
Mailing Address: 2099 GAITHER ROAD, STE. 200, ROCKVILLE, MD 20850

STEPHEN A. KOHN & ASSOCIATES, LTD.
3232 SOUTH VANCE STREET, SUITE 210, LAKEWOOD, CO 80227

STEPHEN DVORAK & COMPANY
638 SHADOWLAWN DR, WESTFIELD, NJ 07090

STEPHEN L. SCHECHTER & CO. INC.
12 CHARLES STREET, MAYFAIR, LONDON, ENGLAND, W1J5DR U.K.

STEPHENS INC.
111 CENTER STREET, LITTLE ROCK, AR 72201-3507

STERLING BENEFITS BROKERAGE, LLC
ONE COMMERCIAL PLACE, SUITE 1450, NORFOLK, VA 23510
Mailing Address: ONE COMMERCIAL PLACE, SUITE 1450, NORFOLK, VA 23510

STERLING ENTERPRISES GROUP, INC.
6827 FIRST AVENUE SOUTH, ST. PETERSBURG, FL 33707
Mailing Address: 138 107TH AVENUE SUITE 335, TREASURE ISLAND, FL 33706

STERLING INVESTMENT SERVICES, INC.
6250 N. RIVER RD., SUITE 3005, ROSEMONT, IL 60018
Mailing Address: 6250 N. RIVER RD, SUITE 3005, ROSEMONT, IL 60018

STERLING MONROE SECURITIES, LLC
168 FOREST AVENUE, LOCUST VALLEY, NY 11560

STERLING SECURITIES, INC.
1155 NORTHERN BLVD, SUITE 200, MANHASSET, NY 11030

STERLING SMITH CORPORATION
4326A SCOTLAND, HOUSTON, TX 77007

STERLING, GRACE MUNICIPAL SECURITIES CORPORATION
100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884-1278
Mailing Address: 100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884

STERN BROTHERS & CO.
8000 MARYLAND AVE., SUITE 800, ST. LOUIS, MO 63105-3911

STERN CAPITAL LLC
570 LEXINGTON AVENUE - SUITE 301, NEW YORK, NY 10022

STERN FISHER EDWARDS INC
1000 WILSHIRE BLVD., SUITE 1950, LOS ANGELES, CA 90017-2457

STERNE AGEE CAPITAL MARKETS, INC.
800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PKWY., SUITE 550, BIRMINGHAM, AL 35209

STERNE AGEE FINANCIAL SERVICES, INC.
800 SHADES CREEK PKWY., SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PKWY, SUITE 550, BIRMINGHAM, AL 35209

STERNE, AGEE & LEACH, INC.
800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PARKWAY, SUITE 550, BIRMINGHAM, AL 35209

STEVEN D. CHANG GROUP, INC.
10 KELLERAN STREET, HOULTON, ME 04730-2006

STEVEN L. FALK & ASSOCIATES INC.
3245 ELK CLOVER STREET, LAS VEGAS, NV 89135

STEVEN R. JACOBSON, B/D
2600 NETHERLAND AVENUE, APT. 520, RIVERDALE, NY 10463

STG SECURE TRADING GROUP, INC.
2700 NORTH MILITARY TRAIL, SUITE 150, BOCA RATON, FL 33431

STIFEL, NICOLAUS & COMPANY, INCORPORATED
501 NORTH BROADWAY, ST. LOUIS, MO 63102

STINSON SECURITIES, LLC
55 FRANCISCO STREET, SUITE 800, SAN FRANCISCO, CA 94133
Mailing Address: 55 FRANCISCO ST., SAN FRANCISCO, CA 94133

STOCK SALE COMPLIANCE LLC
11903 KEATING DRIVE, TAMPA, FL 33626

STOCK TRADERS
16152 BEACH BLVD., SUITE 271, HUNTINGTON BEACH, CA 92647-3815

STOCK USA INVESTMENTS
1717 ROUTE 6 SUITE 101, CARMEL, NY 10512

STOCKCROSS FINANCIAL SERVICES, INC.
9464 WILSHIRE BOULEVARD, BEVERLY HILLS, CA 90212

STOEVER, GLASS & COMPANY INC.
30 WALL STREET, NEW YORK, NY 10005

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