FINRA Members U
2370 YORK ROAD, UNIT E-2, JAMISON, PA 18929
U-TRADE BROKERAGE, LLC.
416 WALDER DR, FRANKLIN LAKES, NJ 07417
U. S. BOSTON CAPITAL CORPORATION
LINCOLN NORTH, LINCOLN, MA 01773
Mailing Address: 55 OLD BEDFORD ROAD, LINCOLN, MA 01773
U.S. BANCORP INVESTMENTS, INC.
60 LIVINGSTON AVENUE, EP-MN-WN3C, SAINT PAUL, MN 55107
Mailing Address: ONE U.S. BANK PLAZA, 22ND FLOOR, 7TH & WASHINGTON STREETS, SAINT LOUIS, MO 63101
U.S. BROKERAGE, INC.
500 S. FRONT STREET, SUITE 930, COLUMBUS, OH 43215
U.S. FINANCIAL INVESTMENTS, INC.
90 BROAD STREET, 17TH FLOOR, NEW YORK, NY 10004
U.S. GLOBAL BROKERAGE, INC.
7900 CALLAGHAN ROAD, SAN ANTONIO, TX 78229
U.S. INVESTORS, INC.
515 KING STREET, SUITE 310, ALEXANDRIA, VA 22314
U.S. RE SECURITIES, LLC
745 FIFTH AVENUE, NEW YORK, NY 10151
U.S. SECURITIES, INTL. CORP.
120 BROADWAY, SUITE 1017, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY, NEW YORK, NY 10271
U.S. SELECT SECURITIES LLC
FIVE FINANCIAL PLAZA, #216, NAPA, CA 94558-6418
U.S. STERLING SECURITIES, INC.
700 VETERANS MEMORIAL HIGHWAY, HAUPPAUGE, NY 11788
U.S. WEALTH ADVISORS, LLC.
139 WOOD ROAD, BRAINTREE, MA 02184
UBS CLEARING SERVICES CORPORATION
540 WEST MADISON STREET, SUITE 2514, CHICAGO, IL 60661
Mailing Address: 540 WEST MADISON STREET, 25TH FLOOR, CHICAGO, IL 60661
UBS FINANCIAL SERVICES INC.
1285 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
Mailing Address: 1000 HARBOR BLVD, 8TH FL, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
250 MUNOZ RIVERA AVENUE, HATO REY, PR 00918
Mailing Address: 1000 HARBOR BLVD, 8TH FLOOR, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086
UBS FUND SERVICES (USA) LLC
242 TRUMBULL STREET, HARTFORD, CT 06103-1212
UBS GLOBAL ASSET MANAGEMENT (US) INC.
51 WEST 52ND STREET, 15TH FLOOR, NEW YORK, NY 10019-6114
Mailing Address: 51 WEST 52ND STREET, 15TH FLOOR, NEW YORK, NY 10019
UBS INTERNATIONAL INC.
101 PARK AVENUE, NEW YORK, NY 10178
UBS SECURITIES LLC
677 WASHINGTON BOULEVARD, STAMFORD, CT 06901
UBS SERVICES USA LLC
1000 HARBOR BLVD., WEEHAWKEN, NJ 07086-6791
Mailing Address: 1000 HARBOR BLVD, 8TH FLOOR, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086
UCB INVESTMENT SERVICES, INC.
555 MONTGOMERY STREET, SUITE 1200, SAN FRANCISCO, CA 94111
UHLMANN PRICE SECURITIES, LLC
141 W. JACKSON BLVD. STE.1340A, CHICAGO, IL 60604-0000
UINTA INVESTMENTS, INC.
4201 EAST HARVARD AVENUE, HIGLEY, AZ 85236
ULLICO INVESTMENT COMPANY, INC.
1625 EYE STREET, NW, WASHINGTON, DC 20006
ULTIMUS FUND DISTRIBUTORS, LLC
225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH 45246
ULTRALAT SECURITIES, INC.
801 BRICKELL AVENUE, SUITE 1090, MIAMI, FL 33131
Mailing Address: 801 BRICKELL AVENUE, MIAMI, FL 33131
UMB DISTRIBUTION SERVICES, LLC
803 W. MICHIGAN STREET, SUITE A, MILWAUKEE, WI 53233
UMB FINANCIAL SERVICES, INC.
1010 GRAND AVENUE, KANSAS CITY, MO 64106
UNDERWRITERS EQUITY CORPORATION
4250 CRUMS MILL ROAD, HARRISBURG, PA 17112
UNIBANCO SECURITIES INC.
65 EAST 55TH STREET, 29TH FLOOR, NEW YORK, NY 10022
UNIFIED FINANCIAL SECURITIES, INC.
431 N. PENNSYLVANIA ST., INDIANAPOLIS, IN 46204
UNION CAPITAL COMPANY
4400 E. BROADWAY, SUITE 512, TUCSON, AZ 85711
UNION FINANCIAL CORP.
1040 BAYVIEW DRIVE, #428, FT. LAUDERDALE, FL 33304-3118
UNIONBANC INVESTMENT SERVICES, LLC
445 S. FIGUEROA STREET, 2ND FLOOR, LOS ANGELES, CA 90071
UNITED AMERICAN SECURITIES, INC.
441 LEXINGTON AVENUE SUITE 1220, NEW YORK, NY 10017
Mailing Address: 441 LEXINGTON AVENUE SUITE 1220, NEW YORK, NY 10017
UNITED BROKERAGE SERVICES, INC
514 MARKET STREET, PARKERSBURG, WV 26101
Mailing Address: P. O. BOX 1508, PARKERSBURG, WV 26102-1508
UNITED CAPITAL MARKETS, INC.
240 CRANDON BLVD., SUITE 167, KEY BISCAYNE, FL 33149
UNITED EQUITY SECURITIES, LLC
10700 RICHMOND AVENUE, SUITE 315, HOUSTON, TX 77042
UNITED FINANCIAL GROUP, LTD
666 OLD COUNTRY ROAD STE 104, GARDEN CITY, NY 11530
UNITED GLOBAL SECURITIES, INC.
ONE SUGAR CREEK CENTER BLVD., SUITE 1010, SUGAR LAND, TX 77478
UNITED HERITAGE FINANCIAL SERVICES, INC.
707 E. UNITED HERITAGE COURT, MERIDIAN, ID 83642-3527
Mailing Address: P.O. BOX 3333, MERIDIAN, ID 83680-3333
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
7333 E. DOUBLETREE RANCH ROAD #120, SCOTTSDALE, AZ 85258-2023
Mailing Address: P.O. BOX 5750, SCOTTSDALE, AZ 85261-5750
UNITED SECURITIES ALLIANCE, INC.
7730 E. BELLEVIEW AVE., SUITE AG-9, GREENWOOD VILLAGE, CO 80111
UNITED SECURITY CORPORATION
1428 BRICKELL AVENUE #105, MIAMI, FL 33131
Mailing Address: 1428 BRICKELL AVENUE #105 05, MIAMI, FL 33131
UNIVERSAL FINANCIAL SERVICES INC.
METRO OFFICE PARK, STREET #1, LOT #10, GUAYNABO, PR 00921
UNIVEST INVESTMENTS, INC.
14 N. MAIN STREET, P.O. BOX 64197, SOUDERTON, PA 18964
Mailing Address: 14 N. MAIN STREET, ATTN: ANNETTE KNIBBS, SOUDERTON, PA 18964
UNIVEST SECURITIES, INC. DBA UNIVERSAL FINANCIAL GROUP
401 BROADWAY, STE 2200, NEW YORK, NY 10013
Mailing Address: 401 BROADWAY SUITE 2200, NEW YORK, NY 10013
UNIVEST, INC.
112 LAKE STREET SO STE 204, KIRKLAND, WA 98033
UNX, INC.
175 E. OLIVE AVENUE, SUITE 200, BURBANK, CA 91502
UOB GLOBAL EQUITY SALES LLC
592 FIFTH AVENUE, SUITE 602, NEW YORK, NY 10036
UOB KAY HIAN (U.S.) INC.
592 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10036
Mailing Address: 592 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10036
UPDATA SECURITIES, INC.
125 HALF MILE ROAD, RED BANK, NJ 07701
UPROMISE INVESTMENTS, INC.
117 KENDRICK STREET, SUITE 200, NEEDHAM, MA 02494
UPRR SECURITIES, LLC
450 SEVENTH AVENUE, SUITE 1300, NEW YORK, NY 10123
UPSTREAM CAPITAL PARTNERS, LP
5215 NORTH O'CONNOR, SUITE 1820, IRVING, TX 75039
UPSTREAM SECURITIES LLC
575 BOYLSTON STREET, 6TH FLOOR, BOSTON, MA 02116-3607
UPTON ADVISORS, LLC
THE CARRIAGE HOUSE, 12 MIDDLE STREET, AMHERST, NH 03031
URCHIN CAPITAL PARTNERS, LLC
655 MONTGOMERY STREET, SUITE 900, SAN FRANCISCO, CA 94111
Mailing Address: 655 MONTGOMERY STREET, SUITE 900, SAN FRANCISCO, CA 94111
US EURO SECURITIES, INC
13661 PERDIDO KEY DRIVE, STE PH1, PERDIDO KEY, FL 32507
Mailing Address: 13661 PERDIDO KEY DRIVE, STE PH1, PERDIDO KEY, FL 32507
USA ADVANCED PLANNERS INC.
55 CAMPAU AVE NW, SUITE 50, GRAND RAPIDS, MI 49503
USA FINANCIAL SECURITIES CORPORATION
6020 EAST FULTON, ADA, MI 49301
USAA FINANCIAL ADVISORS, INC.
9800 FREDERICKSBURG RD., SAN ANTONIO, TX 78288-0227
USAA INVESTMENT MANAGEMENT COMPANY
9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288-0227
USBX ADVISORY SERVICES, LLC
2425 OLYMPIC BLVD., SUITE 500 EAST, SANTA MONICA, CA 90404
Mailing Address: 2425 OLYMPIC BLVD., SUITE 500 EAST, SANTA MONICA, CA 90404
USF SECURITIES, L.P.
ONE SUGAR CREEK CENTER BLVD., SUITE 1075, SUGAR LAND, TX 77478
USI SECURITIES, INC.
95 GLASTONBURY BLVD., GLASTONBURY, CT 06033
Mailing Address: PO BOX 6505, 95 GLASTONBURY BLVD., GLASTONBURY, CT 06033
USP SECURITIES CORPORATION
15305 DALLAS PARKWAY, SUITE 1600, ADDISON, TX 75001
UST SECURITIES CORP.
499 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310
Mailing Address: 499 WASHINGTON BLVD. - SUITE 3320, JERSEY CITY, NJ 07310
UTENDAHL CAPITAL GROUP, LLC
30 BROAD STREET, 21ST FLOOR, NEW YORK, NY 10004
Mailing Address: 30 BROAD STREET,, 21ST FLOOR, NEW YORK, NY 10004
UTENDAHL CAPITAL PARTNERS, L.P.
30 BROAD STREET, 21ST FLOOR, NEW YORK, NY 10004
UVEST FINANCIAL SERVICES GROUP, INC.
200 S. COLLEGE ST., 21ST FLOOR, CHARLOTTE, NC 28202