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Search Results: REIT
Results 200-210 of about 228
Date: February 25, 2013
It was just earlier this month that Massachusetts Secretary of the Commonwealth William Galvin ordered LPL Financial (LPLA) to pay $2.5 million in a REIT case for the allegedly improper sale of nontraded real estate investment trusts to hundreds of ...
Date: November 26, 2012
For example, several firms did not conduct reasonable due diligence before selling non-traded REITs or make sure they were suitable for the investors.
Date: October 21, 2012
The Financial Industry Regulatory Authority is ordering David Lerner Associates, Inc. to pay $14M for allegedly engaging in unfair sales practices involving its Apple REIT Ten and charging clients excessive markups. $12 million of this will be restitution to the ...
Date: October 19, 2012
Rizvi Traverse Management, LLC et al , Justia Dockets and Filings More Blog Posts: US Supreme Court Considers Hearing Stanford Ponzi Lawsuits , Stockbroker Fraud Blog, October 3, 2012 Texas Securities Fraud: Investor Sues Behringer Harvard REIT I Stockbroker Fraud ...
Date: October 8, 2012
Securities Roundup: SLUSA Bars Investors’ State Securities Case Alleging Trust Account Management Negligence, Blocks Investors From Remanding Fraud Case to Puerto Rico & FINRA Enhances Proposed Rules’ Cost-Benefit Analysis, Looks at Non-Traded REIT Ads
Date: October 5, 2012
European Bank LBBW Sues Wells Fargo Over Alleged $1.5 Billion Securities Fraud , The Sacramento Bee, October 1, 2012 German bank sues Wells Fargo alleging $1.5 billion securities fraud , San Francisco Business Times, October 2, 2012 Wells Fargo Settles ...
Date: September 26, 2012
In her Texas securities lawsuit , investor Lillian Hohenstein is suing Behringer Harvard REIT I, one of the biggest nontraded real estate investment trusts. ... Aisner and board members also are accused of making allegedly misleading and false statements when ...
Date: September 15, 2012
Read Schapiro’s Letter to Issa (PDF) More Blog Posts: REIT Retail Properties of America’s $8 Public Offering Results in Major Losses for Fund Investors, Institutional Investor Securities Blog, April 17, 2012 Should Retail Investors Be Given Greater Access to IPO ...
Date: August 29, 2012
Pays Out First Whistle-Blower Reward , The New York Times, August 21, 2012 Read Eiben’s Petition to the SEC (PDF) MoxyVote (PDF) Read the SEC complaint in its case against Rex Venture Group (PDF) More Blog Posts: Merrill Lynch Agrees ...
Date: August 25, 2012
That said, nontraded REIT fees could go as high as 15%.) Even though the full cycle REIT sample on average underperformed their benchmarks, each REIT showed a positive total return to investors. ... Valuations of nontraded REITs have even gone ...
