Shepherd Smith Edwards & Kantas, LLP Home
We Fight for Investors Cheated by Wall Street
Contact Us Now 
Investor Lawyers Blog
Search Results: gpb capital
Results 20-30 of about 86
Date: March 30, 2021
Brokerage-Dealer Accused of Unsuitable Investment Recommendation In Three GPB Funds Geneos Wealth Management, a Denver, Colorado-based brokerage firm, is accused of inappropriately recommending that a customer invest in three GPB Capital funds: The GPB Holdings II LP, the GPB Automotive ...
Date: March 19, 2021
Customers of Sagepoint Financial, Royal Alliance Associates, and FSC Securities Have Suffered Losses in the GPB Funds According to InvestmentNews, three Advisor Group brokerage firms raised their reserves for expected “legal and regulatory matters” by up to three times last ...
Date: March 9, 2021
SEC Requested Monitor to Protect GPB Fund Investors In a letter dated March 3rd, 2021, to all investors of its limited partnerships, CFO and interim CEO of GPB Capital Holdings, Rob Chmiel, notified investors that the firm has consented to ...
Date: March 1, 2021
States Allege Self-Dealing: Key GPB Capital Parties Used Investors’ Money to Fund Luxury Expenses In separate lawsuits suing GPB Capital Holdings and other key parties for defrauding investors in a more than $1.8B Ponzi scam, Missouri and Illinois regulators are ...
Date: February 12, 2021
District Court for the Eastern District of New York in Brooklyn, the Securities and Exchange Commission (SEC) has submitted a court filing asking that a monitor be appointed to prevent GPB Capital Holdings, LLC from committing more alleged misconduct and ...
Date: February 9, 2021
State Lawsuits Come After SEC Complaint and FBI Arrests New York Attorney General Letitia James is suing GPB Capital Holdings along with five co-defendants for running a mass Ponzi scam.
Date: February 7, 2021
Claimants Had Alleged Negligence, Poor Supervision, and Other Charges A Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded one customer and his trust $515K in their GPB private placement fraud claim against Arete Wealth Management. ... This is just ...
Date: February 5, 2021
Justice Department Files Parallel Criminal Charges Against GPB Capital’s David Gentile and Others The Securities and Exchange Commission (SEC) has filed civil charges against GPB Capital Holdings CEO and owner David Gentile, ex-GPB managing partner Jeffrey Lash, Ascendant Capital owner ...
Date: February 4, 2021
Jeffry Schneider, David Gentile, and Jeffrey Lash, GPB Capital Principals Indicted Our firm has written extensively about GPB Capital and allegations that the “ investments ” were a massive Ponzi scheme . ... District Attorney for the Eastern District of ...
Date: February 3, 2021
Rosenberg, in his complaint, claims that he was fired and retaliated against after he accused the parent company, GPB Capital Holdings , of financial misconduct. ... Its many GPB funds have dropped significantly in value and investor redemptions were suspended ...
