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Search Results: gpb capital
Results 80-87 of about 87
Date: May 3, 2019
An investor in GPB Capital has filed a Financial Industry Regulatory Authority (FINRA) Claim against Arkadios Capital and one of its brokers over losses she sustained to her IRA after she followed the financial adviser’s recommendation to invest in GPB ...
Date: March 26, 2019
Just days after InvestmentNews reported that the Federal Bureau of Investigation (FBI) is now investigating alternative investment management firm GPB Capital Holdings, ProPublica is reporting that the FBI and regulators from New York City’s Business Integrity Commission (BIC) have raided ...
Date: March 5, 2019
According to public filings submitted to the Securities and Exchange Commission , there were approximately eighty broker-dealers across the country who sold, or were at least authorized to sell, these investments for GPB, including Aegis Capital Corp., D.H. ... Accelerated ...
Date: March 5, 2019
InvestmentNews reports that the Federal Bureau of Investigation is investigating GPB Capital Holdings. ... WealthManagement.com reports that GPB Capital Holdings-sold private placements that are risky, illiquid alternative investments. ... In September, Massachusetts Secretary of the Commonwealth William Galvin announced it ...
Date: December 24, 2018
According to InvestmentNews , sources are reporting that GPB Capital Holdings is now under investigation by both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) . The probes come just a few months after Massachusetts ...
Date: November 18, 2018
GPB Capital had announced a few months ago that it was undergoing an accounting overhaul and that this was why it had failed to submit financial statements for its two biggest funds – the GPB Holdings II and the GPB ...
Date: August 20, 2018
With already $1.8B in investor funds, GPB Capital Holdings is now placing a pause on raising more funds while it concentrates on putting in order the accounting and financial statements of two of its biggest funds, the GPB Automotive Portfolio ...
