Investment & Securities Fraud Lawyers Website

Search Results: misrepresentations

Results 1-10 of about 79

Houston Office

Misrepresentations and Omissions Brokers and investment advisors are obligated only to make investment recommendations that are in a customer’s best interests. This means they must conduct the proper due diligence before marketing a security or investment product to you and ...

Skyloft Austin Student Housing by Nelson Partners

FINRA arbitration allows investors to pursue damages directly from the brokerage firms whose due diligence failures, misrepresentations and omissions , poor recommendations, and other misconduct or negligence caused them financial harm.

Harvest Volatility Management CYES and Other Strategies

Regardless of whether the misrepresentation was purposeful or negligent, you were still wronged.

David Lerner Associates

The SRO also alleged misrepresentations and omissions .

How a Breach of Fiduciary Duty Leads to Investment Losses

This includes not making misrepresentations and omissions when explaining these recommendations and apprising an investor of the risks.

Edward Jones & Co

Filing a FINRA Arbitration Claim Against Edward Jones If you are an Edward Jones customer and you suspect that your broker or investment advisor caused your losses by making an unsuitable recommendation , engaging in misrepresentations and omissions , overconcentrating ...

SSEK Law Firm Representing GWG L Bond Investors Against These ...

They are alleging misrepresentations and unsuitability.

Selling Away

A broker may try to conceal that they are selling away, perhaps even lying to both their firm and their customers by making misrepresentations and omissions .

Alternative Investment Losses

II FS Energy and Power Fund GPB Capital Holdings Private Placement Funds Northstar Healthcare Income Real Estate Investment Trust (REIT) UWT or VelocityShares 3x Long Crude Oil ETN Vida Longevity Fund, LP Northstar Financial Services (Bermuda) Although market volatility can ...

Investment Practice

Often the misrepresentations or omissions disguise the risk associated with a particular investment.

★★★★★

"I am going to miss conversations with you, Sam Edwards. You’ve been a wonderful lawyer and a friend. I loved learning legal jargon from you. But, even more, it is your self-respect and commitment to your position that I admire and your persistent patience-your equanimity. With great appreciation, thank you!" M.B.

"My experience with Ryan Cook has been very positive. Through every step of the litigation he explained what to expect to happen. When I spoke with him later he reviewed the process. He was very patient, and I never felt rushed. I have already told friends how wonderful he is." L.R.

"I want you to know that I very much appreciate your expertise, hard work, and guidance that led to a satisfactory resolution with Raymond James. From our first meeting, I felt "heard" and that my situation and story were respected. Every subsequent interaction I had with any of you - in person, via email, or by phone - only corroborated that feeling. What great work you do on behalf of people like me who have been wronged, yet don't know how to navigate the appeals/mediation/arbitration process as you do. I will be forever grateful." M.L.

"Good positive experience. Guided us through a difficult process and was pleased with the outcome. Everyone I dealt with was exceptional." A.G.

"Good intelligent attorneys who never miss a beat. I set my expectations high, and they delivered above and beyond. Do not miss the opportunity to let SSEK represent you. Top-notch, efficient and effective firm." S.M.

Submit a Law Firm Client Review