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Search Results: misrepresentations
Results 30-40 of about 313
Date: September 14, 2022
Shepherd, Smith, Edwards, and Kantas Has Been Fighting For Investors for Over 30 Years If you are an investor looking to pursue financial recovery for your investment losses caused by unsuitable investment recommendations, misrepresentations and omissions, unauthorized trading, or other ...
Date: August 23, 2022
Investors Allege Unsuitability and Misrepresentations Our UBS Yield Enhancement Strategy (UBS YES) investment loss attorneys are speaking with customers of UBS Financial Services broker William Word Huthnance in Houston, Texas. Huthnance, who has worked for 20 years in the industry, ...
Date: June 28, 2022
Investors’ Allegations Against Centaurus Financial Broker Include Unsuitability, Misrepresentations, and Concentration Our experienced Texas broker misconduct attorneys are looking into claims of losses involving current and former customers of William Charles Burks, also known as Bill Burks II, in Flower ...
Date: June 10, 2022
Ex-Alabama Financial Advisor Has Been Accused of Misrepresentations and Unsuitability Our knowledgeable broker misconduct attorneys are investigating claims of losses by customers of ex-Berthel Fisher & Co. registered representative Steve Jeffrey Cummings. ... The customers contend that they were sold ...
Date: May 11, 2022
Calton & Associates Financial Advisor Accused of Unsuitability and Misrepresentations Paul William Murphy, currently a Calton & Associates registered representative, is named in two pending customer disputes where the claimants are seeking over $589K.
Date: April 15, 2022
YES Claimants’ FINRA Arbitration Case Alleged Misrepresentations and Negligence A Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded two investors $1.2M (plus 6% interest from June 28, 2019, through March 7, 2022) over losses they sustained in the UBS ...
Date: March 8, 2022
They are accusing the Texas-based alternative asset manager and investor of life settlements, as well as its directors, of making misrepresentations and omissions in offering documents of its L Bonds.
Date: March 7, 2022
The trusts accused the broker-dealer of misrepresentation , negligence, and fraud in their investor claim.
Date: January 6, 2022
Corpus Christi Financial Advisor is Accused of Negligence, Misrepresentations Our Texas broker misconduct lawyers are looking into claims of losses by customers of Mark Alan Kemp, who is currently a McNally Financial Services registered representative.
Date: October 3, 2021
Many of them are now contending that misrepresentations and omissions were made about the degree of risk involved.
