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Search Results: wells fargo
Results 150-160 of about 163
Date: June 9, 2009
Evergreen Investment Management Company, a Wells Fargo unit, has agreed to a $40 million settlement with federal and state regulators over allegations that it misrepresented securities in short-term bond funds. ... Evergreen dealt with the fund by adjusting the prices ...
Date: May 21, 2009
California Attorney General Edmund G Brown, Jr. is suing Wells Fargo Investments LLC, Wells Fargo Institutional Securities , and Wells Fargo Brokerage Services for $1.5 billion. Brown is accusing the Wells Fargo affiliates of violating state securities laws and misleading ...
Date: April 2, 2009
Morgan Stanley , ABM AMro Holding NV, and Barclays PLC are among the firms that have issued reverse convertibles, while firms including Wells Fargo and others were also active in the sales of these securities.
Date: March 20, 2009
The Wells Fargo & Co unit must also have completed buying back ARS from investor clients in Texas by June 30.
Date: March 5, 2009
The Boilermaker-Blacksmith National Pension Trust is suing a number of investment banks, credit rating agencies, and underwriters, including Wells Fargo, WFASC, Morgan Stanley & Co ., Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Bear Stearns & Co., Countrywide Securities ...
Date: February 26, 2009
Earlier this month, the chief executives of the eight biggest banks in the United States, including Citigroup , Bank of America , Wells Fargo, and Goldman Sachs addressed the House Financial Services Committee in an attempt to persuade US lawmakers ...
Date: February 20, 2009
By agreeing to settle, Wachovia, which is now owned by Wells Fargo Bank, is not admitting to or denying wrongdoing.
Date: December 19, 2008
The California Court of Appeal has remanded a lawsuit filed by an elderly woman accusing Wells Fargo of defrauding her and her husband. ... In 2006, Ronnie sued Wells Fargo. ... Ronnie claims her damages were over $1 million (including ...
Date: March 18, 2008
Founding members are: • Wells Fargo Brokerage Services LLC.
Date: February 28, 2008
Merrill Lynch, Prudential Securities, UBS and Wells Fargo must take steps regarding customers who qualified for but did not receive the benefit of NAV transfer programs.
