If the information in that prospectus is incorrect, then of course it's been a misrepresentation and the offering of the document.

Other alleged misrepresentations and omissions include that Structured CDs would perform like traditional bank certificates of deposit; that the market value would not decrease during the life of the investments; and that the Investment Products were liquid.

A much earlier customer dispute involving Turley from 1999, seeking $49K in damages while alleging misrepresentations, was denied.

He made misrepresentations and unsuitably sold these investments to an older Utah couple.

At SSEK Law Firm, we have represented thousands of investors and recovered many millions of dollars on their behalf over losses caused by: Misappropriation Broker fraud Misrepresentations and Omissions Negligence Unregistered securities sales Other registration violations Failure to execute trades ...

For example, if your broker-dealer told you that there was time to meet margin calls but then sold your positions before that time had passed, misrepresentations and omissions may have occurred.

Throughout the US and internationally, our Northstar Financial Services (Bermuda) loss attorneys are the ones that many investors have turned to in terms of determining whether their financial advisors unsuitably recommended this investment, made misrepresentations and omissions about the risks, ...

Other allegations made against Wesselt include making misrepresentations and omissions about the products he purportedly unsuitably recommended—including overselling them—churning, having clients take loans from policies, purportedly forging their signatures on loan documents, and more.

Louisiana Investor Files Six-Figure GWG Lawsuit Against Centaurus Financial The Claimant Alleges Unsuitability, Misrepresentations and Omissions Our New Orleans GWG L Bond fraud lawyers are representing a Metairie, LA investor in her investment loss recovery claim against Centaurus Financial .

Allegations against Giovacchino include unsuitable investment recommendations in alternative investments, such as non-traded real estate investment trusts (non-traded REITs) and structured notes, misrepresentation , and more.