Investment & Securities Fraud Lawyers Website

Search Results: REIT

Results 10-20 of about 53

Ameriprise Financial, Inc.

For example, the State of New Jersey investigated Ameriprise on the issue of improper sales of AIS or alternative investments which the state defined as Non-Traded REITs and business development corporations (BDCs). ... In recent years Ameriprise and/or its agents ...

Centaurus Financial

SSEK Law Firm Files GWG Holdings Investor Claims Against Centaurus Financial Over the years, Centaurus Financial has paid millions over claims brought by customers for losses involving real estate investment trusts (REITs), hedge funds, annuities, private equities, private placements, and ...

What Is a Private Placement and What Are Some Examples?

Some common examples of private placements include: Real Estate Investment Trusts (REITs) Non-Traded REITs Hedge Funds Equipment Leasing Agreements Tenants-in-Common Various oil and gas limited partnerships Video Transcript: A private placement is a security that's sold to an investor that ...

LPL Financial

September 2015: LPL Unsuitably Sold Non-Traded REITs Another fine over supervisory violations, this one involved LPL’s sale of non-traded real estate investment trusts (non-traded REITs). ... February 2013: Firm Agreed to $2.5M Settlement Over Non-Traded REIT Sales Massachusetts’ securities regulator ...

Newbridge Securities Corp.

This has included, in recent years, the brokerage firm’s allegedly unsuitable recommendations of GWG Holdings L Bonds , Hospitality Investors Trust (HIT REIT) , GPB Capital Holdings private placements , and other kinds of financial products that have resulted in ...

Videos Part 2

Watch Video REIT Losses | Securities and Investment Fraud Attorneys | Shepherd Smith Edwards and Kantas. ... Watch Video What Are Non-Traded REITs and Private REITs? | Investorlawyers.com Partner Kirk Smith explains why a private or non-traded REIT is likely ...

San Francisco Office

Over the years, we have collectively recovered many millions of dollars for thousands of clients related to: Alternative investments Stocks and Bonds Real estate investment trusts (REITs) and Non-traded REITs Private Placements Annuities Oil and Gas investments Trading strategies that ...

Gulfport Office

Our Gulfport securities lawyers have successfully represented investors in disputes over losses involving numerous types of securities and investment products, including: Stocks and bonds Mutual funds Structured products Alternative investments Real estate investment trusts (REITs) and non-traded REITs Mortgage-backed securities ...

David Lerner Associates

Sale of Apple REIT Products Lead to FINRA and State Regulator Fines According to BrokerCheck , David Lerner Associates has 38 disclosures on its record. 21 of these are regulatory events. 17 of them are arbitration cases. ... FINRA said ...

First Allied Securities

The claimants accused the broker-dealer of unsuitably recommending non-traded real estate investment trusts (non-traded REITs) and other risky, illiquid products. ... One ex-customer received a $365K settlement for losses related to private placements, non-traded REITs, oil and gas investments, and ...

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