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Search Results: REIT
Results 170-180 of about 228
Date: October 18, 2014
Under the new rule, investors will have to be provided with more information about the costs involved in buying shares of nontraded REITs. With the existing practice, brokerage firms can list nontraded REITS as having $10/share price. The new rule ...
Date: August 22, 2014
Securities Regulations News: SEC Looks to Delay Principal Trading Rules, FINRA Adds More Time to REIT Price Changes and 2nd Circuit Says Dodd-Frank’s Whistleblower Protections Don’t Apply Overseas
Date: July 22, 2014
The REIT, previously known as TNP Strategic Realty Trust Inc., has a portfolio that includes over a dozen shopping centers. Shareholders received a letter telling them that while the REIT has experienced significant property appreciation, different transaction costs have offset ...
Date: July 17, 2014
Now, FINRA wants to give nontraded REIT sponsors and brokerage firms 18 months to adjust to the revised guidelines. Nontraded REITs are currently not required to show an estimated per-share valuation until 18 months after the sponsors cease to raise ...
Date: July 6, 2014
Non-Traded REITs, Structured Products, and Private Placements Remain Under Regulator Scrutiny
Date: May 23, 2014
The proposed change to NASD Rule 2340, if approved by the SEC, would no longer allow brokerage firms to list a nontraded REIT’s per-share value at the common price of $10, which is the price that they are sold to ...
Date: May 15, 2014
Earlier their year, Inland American announced to shareholders that it would become a self-managed REIT. Inland American is one of the big REITs that experienced a swift drop in valuation when the real estate market crashed in ’07-’08. While the ...
Date: April 11, 2014
(Also, many investors may not be aware of this but as of the end of last year, David Lerner Associates, the privately held broker-dealer that was the exclusive distributor of the troubled Apple non-traded REITs had invested in a big ...
Date: March 24, 2014
The Pennsylvania Department of Banking and Securities is looking into the sales of nontraded REITs by Securities America employees. ... Inc., which owns the broker-dealer and two other independent brokerage firms, said in its yearly report that the state regulator ...
Date: March 18, 2014
The rule would require that investors be given more accurate data about the valuation of direct participation programs and non-traded REITs. This should provide investors with a more accurate picture of how much it costs to buy non-traded REIT shares. ...
