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Search Results: gpb capital
Results 70-80 of about 87
Date: September 13, 2019
An investor who filed an arbitration claim against Arkadios Capital for selling her GPB Capital Holdings private placements now has a hearing date set before a Financial Industry Regulatory Authority (FINRA) panel: April 20, 2020. This is one of the ...
Date: August 30, 2019
Two broker-dealers, Sagepoint Financial and Royal Alliance, recently made headlines after investors who bought GPB Capital Holdings private placements from them sued the alternative asset firm in a class action securities fraud case. GPB Capital Holdings, which invests in waste ...
Date: August 19, 2019
The first class action securities case against GPB Capital Holdings has been filed. ... GPB has not issued these statements since 2017. ... Wade invested $50K in GPB Holdings II through Sagepoint Financial. ... Loch and Wade are suing on ...
Date: August 5, 2019
A Texas investor has filed an investor fraud claim against Kalos Capital, Inc. and its financial advisor Joshua Daniel Stivers, who operated under the name Platinum Wealth Advisory. ... Instead, the Kalos Capital advisor allegedly employed an unsuitable employment strategy ...
Date: August 2, 2019
Did you invest with Darren Oglesby (Monroe, LA) and/or Money Concepts Capital Corp. and suffer losses in GPB Capital or other private placement transactions? ... Shepherd, Smith, Edwards & Kantas, a national law firm dedicated to representing wronged investors, is ...
Date: July 31, 2019
David Rosenberg, the CEO of Prime Automotive Group and a business partner of GPB Capital Holdings , is suing the private placement issuer in a Massachusetts Superior Court . According to Rosenberg’s complaint, GPB Capital has been operating a Ponzi-like ...
Date: July 25, 2019
National Financial Services, which is Fidelity Investments’ clearing and custody unit, has given its brokerage firm clients 90 days to get rid of all GPB Capital Holdings private placements from its platform. The announcement means that investors and their financial ...
Date: July 19, 2019
According to InvestmentNews , alternative asset management company GPB Capital Holdings has notified investors and custodians that its different private placement funds have recently suffered 25-73% losses in value. It’s largest funds, the GPB Automotive Portfolio and GPB Holdings II—together, ...
Date: July 1, 2019
Investment News is reporting that broker-dealers and their brokers that sold GPB Capital Holdings private placements to investors have collectively been paid $167 million in commissions. ... Recent reports had estimated that the commissions paid were lower, at around $100 ...
Date: May 14, 2019
Patrick Dibre, a former business partner of GPB Capital Holdings , is accusing the asset management firm of operating a Ponzi Scam. Dibre made his claims in his counter-suit filed against GPB after the company sued him. GPB Capital is ...
