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Search Results: misrepresentations
Results 10-20 of about 320
Date: July 15, 2024
The claimant, who made allegations of unsuitable investment recommendations and misrepresentations and omissions, settled their claim for over $94K.
Date: June 17, 2024
The claimants had alleged unsuitability, misrepresentation, negligence, gross negligence, and breach of fiduciary duty.
Date: May 19, 2024
In the broker fraud claim, the estate is alleging best interest violations, unsuitable investment recommendations, misrepresentations and omissions, breach of contract, breach of fiduciary duty, negligence, failure to supervise, and more.
Date: May 7, 2024
Our client contends that Centaurus broker Gregory Scott Kinkead made misrepresentations and omissions about the risks involved with real estate investment vehicles.
Date: May 1, 2024
In their FINRA lawsuit, our clients are claiming misrepresentations and omissions, gross mismanagement, negligence, and breach of fiduciary duty that we believe led to not just lost savings but also lost growth of said savings during a period when the ...
Date: April 30, 2024
This is considered making misrepresentations and omissions .
Date: April 15, 2024
In her FINRA lawsuit, this retiree is alleging unsuitability, negligence, misrepresentations and omissions, breach of fiduciary duty, gross negligence, due diligence failures, breach of contract, failure to supervise, and unjust enrichment.
Date: April 10, 2024
Shepherd Smith Edwards and Kantas Texas Misrepresentations and Omissions Lawyers Is Investigating Ex-BOK Financial Securities Broker Gihan Fernando Texas Stockbroker, Now With Cetera, Has 27 Customer Complaints On His CRD Record If you suffered investment losses while working with Houston, ...
Date: March 25, 2024
At Shepherd Smith Edwards and Kantas ( investorlawyers.com ), we work with investors against their brokers who engaged in unsuitable investment recommendations, excessive trading, concentration, misrepresentations and omissions, negligence, and more.
Date: March 25, 2024
Now, he has former financial advisor clients accusing him of unsuitability, breach of contract, negligence, breach of fiduciary duty, due diligence failures, misrepresentations and omissions, and more involving alternative investments.
