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Search Results: wells fargo
Results 100-110 of about 163
Date: March 27, 2013
Royal Bank of Scotland Group PLC (RBS) , which also includes defendants Wells Fargo Advisors (WFC), McGraw-Hill (MHP), and a number of others. ... NCUA has also sued a few of the defendants that the New Jersey Carpenters Health Fund ...
Date: January 16, 2013
The deals stuck by Morgan Stanley and Goldman Sachs is similarly structured to the $8.5B one reached last week with JPMorgan Chase (JPM), Bank of America (BAC), Citigroup (C), Wells Fargo (WFC), PNC Financial Services (PNC), MetLife Bank (MET), SunTrust ...
Date: December 28, 2012
Wells Fargo Banker and 8 Others Accused of Alleged $8M Insider Trading Scam The U.S. Attorney for the Western District of North Carolina is charging Wells Fargo (WFC) investment banker John Femenia and eight alleged co-conspirators with involvement in an ...
Date: November 13, 2012
Per the court, the defendants authorized the California private school to seek financing for the renovation and expansion of its facilities through the issuance of $13 million in bonds, which took place pursuant to a July 1, 2007 indenture between ...
Date: November 8, 2012
As the CDO investments continued to not do well, Morales allegedly told firm employees to engage in cross-trades by conducting manipulative trades with the hedge funds they advised so that a $32 million loss sustained by one of the funds ...
Date: October 5, 2012
LBBW Luxemburg SA has filed a securities fraud lawsuit against Wells Fargo & Co. ... The case involves transaction in 2006 involving Wells Fargo selling what they allegedly touted as securities with high ratings to LBBW and other customers. ... ...
Date: September 13, 2012
However, Wells Fargo Bank (WFC) and GreenPoint Mortgage Funding Inc., the only two entities that are the originators of the loans behind the certificates that the fund bought, are not defendants in this securities lawsuit. ... Because of this, and ...
Date: September 13, 2012
Per the plaintiff shareholders, who purchased Citigroup shares between February 26, 2007 and April 18, 2008, it was around this time that Citigroup was involved in a “quasi-Ponzi scam” to make it seem as if its assets were doing well. ...
Date: September 10, 2012
(GS), Wells Fargo & Co.
Date: August 13, 2012
The SEC is charging Wells Fargo Securities, formerly known as Wells Fargo Brokerage Services, and former VP Shawn McMurtry for selling complex investments to institutional investors without fully comprehending the investments’ level of sophistication or disclosing all of the risks ...
