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Date: September 26, 2013
One of the credit unions contends that Wachovia (WB), Goldman Sachs (GS), Ally Securities and Wells Fargo (WFC) also defrauded it.
Date: July 12, 2013
Wells Fargo & JPMorgan Defeat Analysts’ Estimates Continue Reading ›
Date: July 8, 2013
(BAC), Fidelity Investments, Wells Fargo & Co. ... The subpoenas are seeking information about investments that were sold to Massachusetts seniors, as well as data about the firms’ compliance, supervision, and training.
Date: June 20, 2013
It will be up to 11 jurors to determine if Wells Fargo & Co. ... Nearly 15% of the portfolio’s by 2007’s fall season had defaulted or was distressed. ( Citigroup (C) has since bought most of Wells Fargo’s Clearland ...
Date: June 20, 2013
The New York Times is reporting that on May 24, a Financial Industry Regulatory Authority panel of arbitrators granted Wells Fargo (WFC) broker Michele Kief ‘s request that it recommend that the securities complaint, in which the bank settled for ...
Date: June 4, 2013
The Financial Industry Regulatory Authority Inc. says that Merrill Lynch, Pierce, Fenner & Smith Incorporated (MER) and Wells Fargo Advisors LLC must pay $5.1 million for losses sustained by customers who bought floating-rate bank loan funds. ... In regards to ...
Date: May 11, 2013
Wells Fargo & Co. ... (BK) and Wells Fargo accusing the financial firms of failing to fulfill their role as trustees by neglecting to detect the fraud.
Date: April 10, 2013
According to a number of state and federal regulators, they are continuing to keep their eyes on LPL Financial (LPLA), the fourth biggest brokerage firm in the US after Wells Fargo (WFC), Morgan Stanley (MS) and Merrill Lynch (MER) .
Date: April 9, 2013
District Judge David Carter has turned down Wells Fargo & Co.’s (WFC) bid to throw out a securities lawsuit filed by investors accusing the investment bank of not fulfilling its role as trustee for debt issued by Medical Capital Holdings, ...
Date: April 9, 2013
., an initial $2.5 billion fund to which investors have already paid $323.5 million in commissions and fees-25% more than the $258 million that they have received, reports Wells Fargo & Co. analyst Jonathan Bock and Bloomberg. $5,000 is the ...
